Search for: "Credit Suisse First Boston" Results 21 - 40 of 125
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22 Nov 2004, 1:20 pm
[JURIST] NASD's National Adjudicatory Council (NAC) on Monday permanently barred Frank Quattrone from working in the securities industry in any capacity for refusing to testify about his possible involvment in document destruction and obstruction of justice while at Credit Suisse First Boston. [read post]
3 Dec 2004, 5:25 am
[JURIST] In Friday's corporations and securities law news, the Canadian unit of Credit Suisse First Boston (CSFB) will pay Canadian regulators $1.5 million Canadian to settle allegations it improperly traded shares of BCE, Canada's biggest phone company. [read post]
18 Jun 2007, 3:07 am
[JURIST] The US Supreme Court [official website; JURIST news archive] handed down decisions in three cases Monday, including Credit Suisse First Boston v. [read post]
16 Jan 2008, 5:15 am
  As the Fifth Circuit described:  Plaintiffs allege that defendants Credit Suisse First Boston ("Credit Suisse"), Merrill Lynch & Company, Inc. [read post]
22 May 2007, 12:19 am
The SEC is accusing Rahim of accepting tips offered by CSFP banker Hafiz Naseem, who is said to have misappropriated information from Credit Suisse, LLC, which advised TXU regarding the buyout. [read post]
14 Dec 2007, 12:53 am
Remember Frank Quattrone, the investment banker who spent a very long time in federal court defending criminal charges after he forward an underlings at Credit Suisse First Boston to "clean up" their files? [read post]
21 Mar 2007, 2:51 am
Credit Suisse First Boston (USA), Inc., --- F.3d ----, 2007 WL 816518 (Mar. 19, 2007):Section 10(b) [of the Securities Exchange Act] does not give rise to aiding and abetting liability. [read post]
10 May 2014, 3:27 am by Lyle Roberts
In 2003, America Online (AOL) investors brought a securities class action alleging that Credit Suisse First Boston (CSFB) fraudulently withheld relevant information from the market in its reporting on the AOL-Time Warner merger. [read post]
23 Mar 2007, 2:05 pm
Makor Issues & Rights Ltd. and Credit Suisse First Boston Ltd. v. [read post]
15 Jul 2007, 8:37 am
Morgan Chase Bank, as Trustee for the Registered Holders of Credit Suisse First Boston Mortgage Securities Corp., Commercial Mortgage Pass-Through Certificates, Series 1999-C1, and CSFB 1999­C1 Royall Street, LLC.Don't Mess With the Collateral: A Cautionary TaleThe significance of the case is that the court enforced a "bad boy" non-recourse carve-out guaranty against principals of a borrower.Full guaranty of real estate loans is rare these… [read post]
23 Jan 2008, 7:27 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007); post here. [read post]
22 Mar 2007, 5:34 am
Credit Suisse First Boston (USA), Inc., 2007 WL 816518 (5th Cir. [read post]