Search for: "D & D Management and Investement, LLC"
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28 Apr 2017, 12:11 pm
According to its Form D SEC filing, Direct Invest LLC applied for Direct Invest -Braintree Park LLC Tenants in Common in Linthicum, MD. [read post]
13 Jan 2010, 5:44 am
Moody, managers of the hedge funds Valhalla Investment Partners, L.P., Viking IRA Fund, LLC, and Viking Fund, LLC. [read post]
25 Aug 2021, 8:13 am
On August 20, 2021, the United States Securities and Exchange Commission (“SEC”) filed an emergency action to stop a fraudulent Ponzi scheme allegedly perpetrated by Marietta, Georgia resident John Woods and two entities he controls: registered investment adviser Livingston Group Asset Management Company, d/b/a Southport Capital (“Southport”), and investment fund Horizon Private Equity, III, LLC. [read post]
6 Sep 2017, 5:58 am
On August 14, 2017, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease and Desist Proceedings (“Order”) against Coachman Energy Partners, LLC (“Coachman”), an investment adviser, and its owner, Randall D. [read post]
29 Sep 2010, 5:00 am
Ann. 86.286; C.R.S. 7-80-108(2)(d). [read post]
2 Jul 2020, 7:35 am
For this particular investment, the sales commissions and “due diligence fees, managing BD feed and wholesaling fees” were estimated at close to 10%, according to the form D. [read post]
2 Jul 2020, 6:24 am
For this particular investment, the sales commissions and “due diligence fees, managing BD feed and wholesaling fees” were estimated at close to 8%, according to the form D. [read post]
29 Mar 2010, 9:16 am
Davis of Page Perry, LLC, “Medical Capital’s implosion has brought the lack of disclosure in many Reg D investments to the forefront. [read post]
9 Sep 2013, 4:14 am
Meanwhile, this Courthouse News Service article notes that a SEC attorney in the New York regional office has sued the agency, alleging that the Commission retaliated against her after she complained that a supervisor blocked efforts to investigate investment managers. [read post]
2 Jun 2020, 11:36 am
Auerelius Investment, LLC, that the President's appointment of members to the Financial Oversight Board, without Senate... [read post]
31 Jan 2017, 1:59 pm
Gregory D. [read post]
29 Sep 2021, 10:40 am
What is a Regulation D Private Placement Investment? [read post]
19 May 2017, 7:25 am
Meadlin (“Meadlin”), an investment adviser, and Hyaline Capital Management, LLC (“Hyaline”), his advisory firm. [read post]
17 Jan 2023, 9:31 am
The White Law Group Files a Lawsuit against McDermott Investment Services The White Law Group announces the filing of a FINRA arbitration claim against McDermott Investment Services LLC for investment losses involving high-risk alternative investments. [read post]
10 Mar 2017, 4:29 pm
The sole manager was Melchiori Investment Companies, LLC (“MIC”), which owned about 9.6% of La Cumbre. [read post]
10 Mar 2017, 4:29 pm
The sole manager was Melchiori Investment Companies, LLC (“MIC”), which owned about 9.6% of La Cumbre. [read post]
1 May 2020, 8:22 am
If you have suffered losses investing with Lee D. [read post]
12 Apr 2019, 6:17 pm
In the recent decision of CelestialRX Investments, LLC v. [read post]
17 Feb 2016, 3:34 pm
A recent Court of Chancery opinion examined inspection rights under the LLC Act, in the decision of RED Capital Investment L.P. v. [read post]
5 May 2017, 6:36 am
According to its Form D SEC filing, Kodiak Capital Partners LLC applied for Kodiak Reunion S LLC Tenants in Common in Dallas, TX. [read post]
