Search for: "Depository Trust Company"
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14 Mar 2023, 6:01 pm
A subsidiary entity or portfolio company is a separate depositor with its own deposit insurance limit, notwithstanding common ownership. [read post]
28 Feb 2023, 9:24 am
” The SEC acknowledged that Gemini was registered with the New York State Department of Financial Services (“NYDFS”) as a limited purpose trust company, but asserted that NYDFS did not have oversight over Genesis, the alleged issuer of the securities. [read post]
9 Feb 2023, 7:12 am
Later in the year, the EU and UK followed suit and prohibited the provision of trust, accounting, business, and management consulting services to Russian companies. [read post]
2 Feb 2023, 9:01 am
” The SEC acknowledged that Gemini was registered with the New York State Department of Financial Services (“NYDFS”) as a limited purpose trust company, but asserted that NYDFS did not have oversight over Genesis, the alleged issuer of the securities. [read post]
21 Oct 2022, 10:25 am
Read more: Why are banks closing US expats’ accounts According to FATCA, financial institutions aren’t limited to depository institutions like banks. [read post]
11 Oct 2022, 10:54 am
Certain entities are excluded from the definition of a “reporting company” to the extent that they are not created by a filing with a secretary of state or similar office. 23 entities are exempted including governmental authorities, banks, depository institution holding companies, money services businesses, brokers or dealers in securities and accounting firms. [read post]
22 Jun 2022, 9:01 pm
Depository Institutions’ Issuance of Payment Stablecoins The RFIA would permit depository institutions (i.e., insured banks, thrifts and credit unions) to hold and issue digital assets. [read post]
11 May 2022, 9:01 pm
These rules require such transaction data to be reported to a security-based swap data depository, and thus be available to the SEC. [read post]
9 May 2022, 7:43 pm
An impasse arose because the Depository Trust Company (“DTC”) implemented a policy that required the recipients of the payments to sign a letter agreeing to certain provisions before DTC would distribute the settlement proceeds. [read post]
4 Apr 2022, 9:01 pm
If a company builds a crypto market that protects investors and meets the gold standard of our market regulations, then customers will be more likely to trust and have greater confidence in that market. [read post]
24 Feb 2022, 1:39 pm
" (Biden imposes additional sanctions on Russia: 'Putin chose this war')Included were the following:Pix Credit: Video of Address--Severing the connection to the U.S. financial system for Russia’s largest financial institution, Sberbank, --Full blocking sanctions on Russia’s second largest financial institution, VTB Bank (VTB) --Full blocking sanctions on three other major Russian financial institutions: --New debt and equity restrictions on thirteen of the most critical… [read post]
18 Feb 2022, 8:28 am
Most are at the Federal Reserve Bank of New York (FRBNY), a popular depository for many countries’ foreign exchange reserves. [read post]
8 Dec 2021, 8:47 am
In some Florida counties there’s a blanket policy requiring the deposit of all liquid assets in a restricted depository account. [read post]
6 Dec 2021, 10:17 am
By Anne Sherry, J.D.The Securities Industry and Financial Markets Association (SIFMA), the Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) announced their plan to shorten the settlement cycle from trade date plus two days (T+2) to T+1 by the first half of 2024. [read post]
3 Nov 2021, 7:05 am
The Report repeatedly emphasizes that legislation should ensure issuance is limited to insured depository institutions that have access to emergency liquidity and Federal Reserve services.[12] While not mentioned in the Report, this creates significant uncertainty on the ability of entities that have received newly created state bank charters or trust-only charters from being able to issue stablecoins where those bank charters may not result in entities being… [read post]
28 Jun 2021, 3:15 pm
Securities class action litigation activity involving IPO companies recently has been a significant concern, for the companies themselves as well as for their insurers. [read post]
26 May 2021, 7:15 am
Hsu has asked his staff to review the actions taken by the OCC under his predecessor, which involves the various interpretive letters and chartering of certain national banks and trust companies that intend on providing digital asset-focused services. [read post]
26 Apr 2021, 9:05 pm
DTCC’s subsidiaries, the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), clear and settle nearly all securities transactions in the United States. [read post]
16 Apr 2021, 8:43 am
Josh Hawley of Missouri has introduced the Trust-Busting for the Twenty-First Century Act, which a press release stated would take back control from big businesses and “return it to the American people” through cracking down on mergers and mega-acquisitions. [read post]
19 Jan 2021, 8:34 am
Several other companies have filed applications with the OCC to obtain national trust charters, which the OCC should be issuing decisions on in the coming weeks or months. [read post]
