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1 May 2024, 10:16 pm by The White Law Group
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
26 Apr 2024, 6:00 am by Michelle
It extends Mastercard’s commitment to business payments and management across various sectors, including healthcare, insurance, and corporate travel. [read post]
  Some recent recipients of SAFETY Act protection include: National Football League:  Certification for guidelines for stadium security management to deter and defend against terrorist attacks at sports stadiums; Leidos:  Designation for a non-intrusive inspection system to scan motorized vehicles; Hardwire, LLC:  Designation for a physical shield installed over vulnerable cable bridge components; ASIS International, Inc. [read post]
15 Apr 2024, 9:01 pm by renholding
A master account at a Federal Reserve Bank is necessary for an institution to have direct access to the payment systems of the Federal Reserve System (Federal Reserve) and settle transactions in central bank money. [read post]
15 Apr 2024, 6:48 am by Dan Bressler
Groups challenging the rule, led by the US Chamber of Commerce, downplayed the impact the litigation would have on those issuers and said that recusal in such cases would lead to ‘an unworkable system.'” “Fifth Circuit Judge Don Willett, one of the judges presiding over the case, has disclosed owning stock in Citigroup Inc., which he said amounts to roughly $2,000 in his child’s education savings account. [read post]
7 Apr 2024, 9:05 pm by renholding
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
5 Apr 2024, 3:07 am by Nathaniel Stevens, Stevens Ventures
Especially with the high cost of living, providing this type of financial flexibility can translate to better financial security for employees, especially for those who are living paycheck to paycheck. [read post]
29 Mar 2024, 6:00 am by Michelle
Regulators Are Taking on Nonbanks — A Little Bit at a TimeAmerican Banker – March 15, 2024 (subscription required)  The 2008 financial crisis amply illustrated the potential for nonbank financial firms to pose a risk to the broader financial system. [read post]
29 Mar 2024, 5:22 am by Rob Robinson
Editor’s Note: The financial services sector stands on the brink of an AI-driven transformation that promises unparalleled efficiency, risk management, and customer service enhancements. [read post]
29 Mar 2024, 4:00 am by Jim Sedor
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
24 Mar 2024, 9:01 pm by renholding
Jack’s paper was called “Market Failure and the Economic Case for a Mandatory Disclosure System. [read post]
23 Mar 2024, 5:31 am by Rob Robinson
Zoom unveils compliance manager for regulatory risk management Zoom, the all-in-one intelligent collaboration platform, has announced the launch of the Zoom Compliance Manager. [read post]