Search for: "Frank v. USA" Results 21 - 40 of 243
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24 Feb 2015, 10:23 am by Jim Kramer
”  The SEC asserted that this rule, Exchange Act Rule 21F-2(b)(1), is “entitled to deference” under Chevron, USA, Inc. v. [read post]
6 Aug 2015, 7:35 am by John F. Fullerton III
Energy (USA), LLC, 720 F.3d 620 (5th Cir. 2013), that a Dodd-Frank whistleblower must report wrongdoing to the Commission to be protected by that statute; a decision from the Second Circuit on the issue is pending in Berman v. [read post]
11 Dec 2014, 9:44 am by Joy Waltemath
Adopting the Fifth Circuit’s reasoning in Asadi, the court held that Dodd-Frank protects only whistleblowers who report to the SEC (Berman v. [read post]
11 Sep 2015, 9:50 am by Jason M. Halper
Energy (USA), LLC, 720 F.3d 620 (5th Cir. 2013), declined to extend deference to, and disagreed with, the SEC’s interpretation of the Dodd-Frank protections. [read post]