Search for: "Gregory Funding, LLC"
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24 Nov 2014, 11:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: The SEC has charged a New York businessman, Gregory Rorke, and his software company, Navagate Inc. with making false statements to investors while raising more than $3 million to fund operations. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
3 Apr 2020, 6:03 am
Posted by Gregory W. [read post]
18 Mar 2021, 12:51 pm
Razaghi Development Company, LLC (RICO; Fraud) Muscogee (Creek) Nation v. [read post]
31 Jul 2023, 4:47 pm
Gregory, presumably a bit testily, observed that: “The dog did nothing in the night-time”. [read post]
21 Apr 2010, 7:41 am
Among the hedge-fund clients was one run by the hedge fund manager (Paulson) who selected at least some of the mortgage securities for the Goldman CDO (Abacus). [read post]
28 Apr 2010, 3:26 pm
Among the hedge-fund clients was one run by the hedge fund manager (Paulson) who selected at least some of the mortgage securities for the Goldman CDO (Abacus). [read post]
24 Dec 2014, 8:10 am
Phelan employed Gregory Grantham, an attorney who held the position of IAGU’s general counsel. [read post]
29 Jul 2011, 10:15 am
Phillips and Gregory L. [read post]
5 Oct 2018, 1:39 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Elon Musk’s Settlement With The SEC Is A Warning Shot For CEOs appeared first on Zamansky LLC. [read post]
24 Feb 2022, 7:15 pm
The conference opened with a keynote address by Gregory E. [read post]
31 Aug 2016, 7:23 am
Because one of the files was voluminous, Bartko narrowed his request to records relating to the SEC investigation of Capstone Private Equity Bridge & Mezzanine Fund, LLC, a fund created by Bartko in 2004. [read post]
28 Mar 2011, 7:02 pm
Trustee together are asking the bankruptcy judge in New York to appoint a Chapter 11 trustee for West End Financial Advisors LLC, the adviser for dozens of funds. [read post]
22 Dec 2014, 10:10 am
Gregory E. [read post]
7 Nov 2009, 7:50 am
Slowey, Jr. and the companies he controls - Endeavor Partners, LLC and Endeavor Capital Management Group, LLC - along with Advanced Planning Securities (APS), Oldham Harris and brokers Edward Puttick, Gregory Oldham and Glenn Harris for allegedly swindling retirees and senior citizens out of nearly $12 million. [read post]
5 Aug 2021, 12:54 pm
Arriva Medical LLC (Arriva) and its parent company Alere Inc. [read post]
26 Apr 2010, 3:10 pm
The complaint says Goldman sought out an independent mortgage-analysis firm, ACA Management LLC, and told participants that ACA was responsible for designing the product, rather than a hedge fund with a vested interest in seeing the securities fail. [read post]
27 Sep 2023, 5:42 am
According to DOJ’s press release: Gregory Stynowick, M.D. and his pain management practice, Pain Management Medical Center LLC, of Florissant, Missouri, and Chad Shelton, M.D., Michael Boedefeld, M.D., and their pain management practice, Pro Pain LLC, of St. [read post]
25 Jan 2015, 6:05 pm
Gregory E. [read post]
29 Jan 2010, 12:28 am
Milbank Tweed's Gregory Evans, who represents Asarco, discussed with the NLJ the company's legal defense. [read post]
