Search for: "Hester" Results 21 - 40 of 1,029
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
15 Dec 2023, 4:15 pm by Reference Staff
This is our third blog installment highlighting recent additions to our collection. [read post]
4 Dec 2023, 5:39 am by Dennis Crouch
A key early case from the Federal Circuit on point is In re Hester, 838 F.2d 1193, 1194 (Fed. [read post]
1 Dec 2023, 9:17 am by Unknown
While Chair Gary Gensler suggested that the SEC not erode the investor protections embedded in the securities laws, Commissioner Hester Peirce said that regulators, however well-meaning, should not impede investors’ freedoms. [read post]
27 Nov 2023, 9:01 pm by renholding
SEC commissioners Hester Peirce and Mark Uyeda dissented from the settled proceeding because they believe that the internal accounting controls provisions do not apply to these facts. [read post]
6 Nov 2023, 5:30 am by Unknown
At the time of its issuance, Commissioner Hester Peirce objected, stating that the SEC should have used a process that involved a public consultation, not an SAB, to make the accounting adjustment. [read post]
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
24 Oct 2023, 9:01 pm by renholding
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune from this trend. [read post]
15 Oct 2023, 9:01 pm by renholding
In 2010, Congress directed the Commission to prescribe rules providing for the public disclosure of aggregate short sale position data on at least a monthly basis.[1] The final rule that we are considering today, however, goes well beyond what Congress requires. [read post]
13 Oct 2023, 6:30 am
Silverstein, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, October 10, 2023 Tags: FTC, Greenwashing, litigation, Sustainability State of Cyber Awareness in the Boardroom Posted by Sarah Kuranda Vallone, VP Marketing (NightDragon) and Edna Twumwaa Frimpong, Director of International Research (Diligent Institute), on Tuesday, October 10, 2023 Tags: Board of Directors, CEOs, CISO, Cybersecurity Statement by Commissioner Peirce on Final Rules Regarding Beneficial Ownership Posted by… [read post]
13 Oct 2023, 6:30 am
Silverstein, Skadden, Arps, Slate, Meagher & Flom LLP, on Tuesday, October 10, 2023 Tags: FTC, Greenwashing, litigation, Sustainability State of Cyber Awareness in the Boardroom Posted by Sarah Kuranda Vallone, VP Marketing (NightDragon) and Edna Twumwaa Frimpong, Director of International Research (Diligent Institute), on Tuesday, October 10, 2023 Tags: Board of Directors, CEOs, CISO, Cybersecurity Statement by Commissioner Peirce on Final Rules Regarding Beneficial Ownership Posted by… [read post]
11 Oct 2023, 7:29 am
None so self–devoted as Hester when pestilence stalked through the town. [read post]
10 Oct 2023, 9:01 pm by renholding
Although better than the proposed rule,[1] the final beneficial ownership reporting rule continues to rest on flawed economics. [read post]
3 Oct 2023, 9:01 pm by renholding
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
22 Sep 2023, 10:03 am by Unknown
SEC Chair Gary Gensler and Commissioner Hester Peirce provided the opening remarks. [read post]
30 Aug 2023, 10:00 pm
The SEC approved the Final Rules despite strong industry objection and dissents from Commissioners Hester Peirce and Mark Uyeda. [read post]