Search for: "Independent Financial Group LLC" Results 21 - 40 of 998
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5 Feb 2024, 6:10 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Wenjinn Chang (Chang), currently associated with Independent Financial Group, LLC (IFG), has been subject to at least two customer complaints during his career. [read post]
5 Feb 2024, 6:10 am by Staff Attorney
The attorneys at Gana Weinstein LLP are currently representing victims of financial advisor Stewart Ginn (Ginn), currently employed by Independent Financial Group, LLC (IFG). [read post]
1 Feb 2024, 6:19 pm by Cynthia Marcotte Stamer
West Virginia based Ole Jose Grill & Cantina LLC, paid $167,000 in back pay and penalties to 17 tipped employees after the U.S. [read post]
30 Jan 2024, 9:50 am by Kevin LaCroix
., the Principal in Catamount Services LLC,  take a look at the ways in which the testimony of these experts can be utilized in these kinds of lawsuits, as well as the related question of who is qualified to serve as a governance expert. [read post]
30 Jan 2024, 9:23 am by Camille Milner
As the life expectancy has increased, and as women have achieved a level of financial independence in the past fifty years, expectations appear to have changed. [read post]
23 Jan 2024, 12:05 pm by Silver Law Group
Stewart Ginn (CRD# 4503197, aka “Stewart Taylor,” “Paxton Ginn Jr”) is a registered broker currently employed with Independent Financial Group, LLC (CRD# 7717) of Santa Maria, CA. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
16 Jan 2024, 3:39 am by Peter Mahler
Inspired or not by Stile, a more recent non-dissolution oppression claim popped up in Darwish Auto Group, LLC v TD Bank, N.A. in the context of a motion seeking preliminary injunctive relief. [read post]
14 Jan 2024, 5:01 am by Eugene Volokh
It's an interesting and forceful argument, which I think some of our readers will agree with and still more will find interesting—it's signed by, among other lawyers, conservative star lawyer Jonathan Mitchell (as well as Gene Hamilton of America First Legal Foundation, Ronald Berutti of Murray-Nolan Berutti LLC, and Christopher Mills of Spero Law LLC): Plaintiff John Doe, a first-year law student at New York University, should be permitted to proceed under… [read post]
12 Jan 2024, 5:48 am by Ben Vernia
Second, from 2018 to 2022, RDx marketer Corum Group LLC allegedly paid healthcare providers thousands of dollars in purported management services organization (MSO) payments, which were disguised as investment returns but actually were offered to induce the providers to order RDx laboratory tests. [read post]
8 Jan 2024, 12:34 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
28 Dec 2023, 9:05 pm by Noah Brown
Biden declared that the government will “continue to defend FDA’s independent, expert authority to review, approve, and regulate a wide range of prescription drugs. [read post]
27 Dec 2023, 6:09 pm by The White Law Group
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
27 Dec 2023, 9:40 am by Eric Goldman
Tierra Caliente Music Group, S.A., 2023 WL 8480096 (S.D. [read post]
15 Dec 2023, 3:00 am by Jim Sedor
A little less than a year after admitting guilt, Watkins registered a company called Huxley Rock LLC. [read post]
11 Dec 2023, 9:05 pm by renholding
KKR Financial Holdings, , which conceptually followed M&F Worldwide by providing for case-dispositive standard shifting, albeit in non-controlling stockholder transactions. [read post]
In December 2019, investment research company Muddy Waters Capital LLC published a number of allegations querying the accuracy of NMC’s financial reporting. [read post]