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29 Aug 2023, 10:18 am
(“Silver Star”, formerly known as Hartman Short Term Properties XX Inc.), may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
24 Apr 2017, 7:39 am
Recovery of Investment losses in CNL Lifestyle Properties Inc. [read post]
11 Feb 2020, 7:30 am
Advisor Marco Azizi (Azizi), currently employed by Centaurus Financial, Inc. [read post]
3 Aug 2020, 6:37 am
Advisor Christopher Shaw (Shaw), currently employed by Pruco Securities LLC (Pruco) and formerly employed by Kalos Capital, Inc. [read post]
2 Oct 2016, 5:51 am
From April 2011 through June 2014 Klaass was registered with Signator Financial Services, Inc. [read post]
6 Feb 2024, 6:13 am
From January 2018 to February 2019 Lorente was associated with Cambridge Investment Research, Inc. [read post]
26 Dec 2019, 9:02 am
Advisor Steven Netzel (Netzel), formerly employed by Kalos Capital Inc. [read post]
11 Apr 2019, 10:49 am
(“HTI”), may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stockbroker or advisor. [read post]
8 Jan 2020, 3:51 pm
Investors in Cole Credit Property Trust IV Inc. [read post]
29 Dec 2018, 7:44 am
In July 2018 a customer complained that Bracy recommended an investment in Future Income Payments, Inc. a private securities transaction, was misrepresented as a conservative and safe investment with a 7.5% annual return for ten years. [read post]
3 Nov 2020, 10:29 am
The carnage wrought by COVID-19 on brick and mortar stores and retail shops has taken down two REITs: The Pennsylvania Real Estate Investment Trust (PREIT) and the CBL & Associates Properties, Inc. [read post]
13 Nov 2017, 10:26 pm
Investors with losses in Healthcare Trust, Inc. a non-traded real estate investment trust (Non-Traded REIT) may have arbitration claims if a broker or advisor made a recommendation to purchase the shares without a reasonable basis or misled the customer as to the nature of the investment. [read post]
14 May 2020, 8:40 am
Sabra Health Care REIT, Inc. reportedly engages in managing and investing in healthcare-related real estate properties. [read post]
12 Apr 2021, 6:35 am
Advisor Roy Williams (Williams), currently employed by brokerage firm Center Street Securities, Inc. [read post]
11 Feb 2020, 7:31 am
Advisor William Sines (Sines), currently employed by Berthel, Fisher & Company Financial Services, Inc. [read post]
29 Jun 2018, 11:32 am
The post CNL Healthcare Properties, Inc. [read post]
28 Jun 2018, 11:32 am
The post CNL Healthcare Properties, Inc. [read post]
13 Nov 2018, 7:54 am
If your financial advisor unsuitably recommended an investment in Corporate Property Associates 18 – Global Inc., you may be able to recover your losses by filing a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
13 Nov 2018, 7:54 am
If your financial advisor unsuitably recommended an investment in Corporate Property Associates 18 – Global Inc., you may be able to recover your losses by filing a FINRA arbitration claim against the brokerage firm that recommended the investment. [read post]
1 Aug 2012, 4:58 pm
Accountants, investment advisors, and even attorneys who provide advice and guidance to companies or other entities raising money or other property for investment purposes need to pay attention to the decision of the United States Supreme Court in the case of Janus Capital Group, Inc. v. [read post]
