Search for: "JPMorgan Securities Inc."
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6 Jul 2022, 8:44 am
District Judge Jesse Furman in Manhattan dismissed San Diego’s breach of fiduciary claims against affiliates of Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc and JPMorgan Chase & Co, citing the city’s lack of an “agency” relationship with the banks. [read post]
18 May 2022, 1:17 pm
In one talk given at the annual meeting a director at the Securities and Exchange Commission pointed to the recent $125 million settlement with JPMorgan Chase & Co for communicating about business on their personal devices, using text messaging apps such as WhatsApp and personal email, according to the article. [read post]
8 Feb 2022, 7:29 am
WSJ’s analyst also noted that the National Development and Reform Commission had introduced a “security-oriented economic agenda” that “is trying to fortify the Chinese economy against a prolonged period of tension” with the U.S. and its allies. [read post]
5 Feb 2022, 7:38 am
Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co. [read post]
7 Jan 2022, 2:20 pm
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. [read post]
7 Jan 2022, 2:20 pm
GTV Media Group Inc., Saraca Media Group Inc., and Voice of Guo Media Inc. [read post]
19 Nov 2021, 10:47 am
Consultancy, Inc.; H. [read post]
29 Oct 2021, 9:01 am
Antitrust investigators are looking into the financial incentives that Visa gave Square Inc., Stripe Inc. and PayPal Holdings Inc., the people said. [read post]
29 Oct 2021, 9:01 am
Antitrust investigators are looking into the financial incentives that Visa gave Square Inc., Stripe Inc. and PayPal Holdings Inc., the people said. [read post]
7 Oct 2021, 6:13 am
Inc. [read post]
9 Sep 2021, 2:20 pm
The SEC charged Neovest Inc., a subsidiary of JPMorgan Chase & Co., with operating an order and execution management system (OEMS) as an unregistered broker-dealer. [read post]
2 Sep 2021, 3:08 am
Rosen Millennium, Inc., 6:17-cv-540 (M.D. [read post]
13 Aug 2021, 8:15 am
Merchants have long contended the alternative systems offer lower pricing and improved security. . . . . [read post]
13 Aug 2021, 8:15 am
Merchants have long contended the alternative systems offer lower pricing and improved security. . . . . [read post]
30 Jun 2021, 6:30 am
The destination brokers were instructed to pay transaction fees directly to JPMorgan Securities, a registered broker-dealer. [read post]
11 Jun 2021, 9:20 am
It had previously been backed by investors including Uber, Goldman Sachs Group Inc and Visa Inc (V.N). . . . [read post]
14 May 2021, 7:51 am
District Judge Yvonne Gonzalez Rogers’ comments came during the examination of Apple Inc. [read post]
3 May 2021, 9:05 pm
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
1 Apr 2021, 8:44 am
The most recent target is Payoneer Inc., which announced its $3.3-billion SPAC merger last month. [read post]
4 Mar 2021, 9:55 am
A $79 million settlement was recently reached in a class action lawsuit brought by participants in the DST Systems Inc. 401(k) plans. [read post]
