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6 Jul 2017, 8:05 am
By Jay Fishman, J.D. [read post]
28 Jan 2014, 9:37 am
,” says Mark Meland, a partner with Montreal’s Fishman Flanz Meland Paquin LLP With interest the claims amount to more than $1 billion. [read post]
11 Apr 2011, 9:36 am
“I can’t imagine why it took the ABA so long to issue this opinion,” [Ross] Fishman said. [read post]
10 Mar 2017, 11:05 am
By Jay Fishman, J.D. [read post]
15 Sep 2017, 7:08 am
By Jay Fishman, J.D. [read post]
25 Aug 2014, 12:16 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Washington Department of Financial Institutions, Securities Division, has proposed crowdfunding rules for October 1 implementation so that issuers may claim the crowdfunding exemption under Washington’s Jobs Act of 2014.Comments. [read post]
3 Feb 2017, 7:02 am
By Jay Fishman, J.D. [read post]
8 Apr 2020, 4:27 pm
By Jay Fishman, J.D. [read post]
22 Aug 2018, 7:22 am
By Jay Fishman, J.D. [read post]
24 Apr 2023, 6:51 am
By Jay Fishman, J.D.The Public Company Accounting Oversight Board (PCAOB) has just released a staff report on the risks to investors from special purpose acquisition companies (SPACs). [read post]
6 Dec 2014, 7:49 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Virginia Division of Securities and Retail Franchising within the State Corporation Commission added prefatory language to a broker-dealer/agent unethical practice rule provision to avoid having the provision become federally preempted by the National Securities Markets Improvement Act of 1996 (NSMIA).Compensation disclosure provision. [read post]
19 Jul 2016, 7:24 am
By Jay Fishman, J.D. [read post]
19 Feb 2018, 11:05 am
By Jay Fishman, J.D. [read post]
11 Apr 2016, 7:36 am
By Jay Fishman, J.D. [read post]
28 Jan 2019, 5:00 am
By Jay Fishman, J.D. [read post]
13 Jul 2015, 6:29 am
By Jay Fishman, J.D.Washington is the first state to propose a notice filing for Regulation A Tier 2 offerings, following the SEC’s adoption of Regulation A amendments on June 19, 2015.Initial offering. [read post]
18 Jun 2019, 7:24 am
By Jay Fishman, J.D. [read post]
11 Apr 2023, 6:24 am
By Jay Fishman, J.D.California and Texas securities regulators joined the regulators of Alabama, Colorado, Delaware, New Jersey, South Dakota and the North American Securities Administrators Association, Inc. [read post]
17 May 2016, 6:45 am
By Jay Fishman, J.D. [read post]
28 Mar 2019, 7:28 am
By Jay Fishman, J.D. [read post]
