Search for: "Kara M. Stein, U.S. Securities and Exchange Commission," Results 21 - 40 of 47
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Weekly Roundup: July 14–20, 2017
21 Jul 2017, 6:04 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Consideration of 2016 PCAOB Budget and Support Fee
22 Mar 2016, 6:17 am
Securities & Exchange Commission, on Tuesday, March 22, 2016 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Amendments to Public Reporting of Fund Liquidity Information
16 Mar 2018, 6:14 am
Securities and Exchange Commission, on Friday, March 16, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on ETFs, Disclosure, and Investor Trust
8 Dec 2017, 9:00 am
Securities and Exchange Commission, on Friday, December 8, 2017 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks on ETFs, Disclosure, and Investor Trust
9 Dec 2017, 7:00 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
7 Jun 2018, 7:18 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced the appointment of Nicole Creola Kelly as Chief of the SEC’s Office of the Whistleblower. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Names New Head of Whistleblower Office
5 Nov 2021, 1:16 pm by Geoff Schweller
Securities and Exchange Commission (SEC) announced the appointment of Nicole Creola Kelly as Chief of the SEC’s Office of the Whistleblower. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Quality Data and the Power of Prevention
17 Jun 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
From Regulation 1.0 to 2.0
3 Dec 2023, 9:02 pm by Series of Essays
Stein was appointed to the PCAOB by the Securities and Exchange Commission in 2021. [read post]
RegBlog - https://www.theregreview.org/
Universal proxies: SEC proposal moving forward
25 Nov 2016, 1:43 pm by Walied Soliman
Piwowar (against), Commissioner Kara M. [read post]
Special Situations Law - http://www.specialsituationslaw.com/
Sara Cortes and David Bartels Named Deputy Chief Counsels of the Division of Investment Management
15 Apr 2019, 8:05 am by Unknown
Bartels also served as counsel to Commissioner Kara M. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
SEC Clarifies Existing Cybersecurity Disclosure Guidance
28 Feb 2018, 1:21 pm by Craig A. Hoffman, Jonathan Forman and John Busch
Stein was “disappointed with the Commission’s limited action. [read post]
Data Privacy Monitor - http://www.dataprivacymonitor.com/
Weekly Roundup: February 19–February 25
26 Feb 2016, 6:06 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 18-March 24
25 Mar 2016, 6:00 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: May 6–May 12, 2016
13 May 2016, 6:13 am
Kotler, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, May 11, 2016 Tags: Advanced notice, Business judgment rule, Change in control, Conflicts of interest, Delaware cases, Delaware law,Director liability, Disclosure, Duty of good faith, Financial advisers, Liability standards, Merger litigation, Mergers & acquisitions, Negligence, Securities damages, Shareholder suits Disclosure in the Digital Age Posted by Kara M Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Compliance Bricks and Mortar for February 13
13 Feb 2015, 5:00 am by Doug Cornelius
Aguilar and Kara M. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Chair Speaks on AI, Finance, Movies, and the Law
15 Feb 2024, 9:01 pm by renholding
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
State Securities Regulators Step Up on ICO and Cryptocurrency Enforcement
8 Jan 2018, 2:38 pm by Kevin LaCroix
The SEC press release provides a Statement of Chairman Jay Clayton and Commissioners Kara M. [read post]
The D & O Diary - http://www.dandodiary.com/
Weekly Roundup: October 12-18, 2018
19 Oct 2018, 6:08 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov