Search for: "Lene Powell"
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2 Nov 2023, 6:10 am
By Lene Powell, J.D.Senator Josh Hawley (R-Mo) has introduced a bill aiming to limit public corporations’ ability to influence elections. [read post]
1 Nov 2023, 6:11 am
By Lene Powell, J.D.To prepare for a wide range of possible energy futures—from abundant renewable energy to continued substantial reliance on fossil fuels—regulators need to learn from industry experts and public interest groups and work with regulatory partners like the Federal Energy Regulatory Commission (FERC), said CFTC Commissioner Summer Mersinger in remarks at an energy conference. [read post]
26 Oct 2023, 5:59 am
By Lene Powell, J.D.SIFMA has amended its complaint in a challenge to Missouri securities rules that purport to “require transparency regarding ESG. [read post]
12 Oct 2023, 9:34 am
By Lene Powell, J.D.In a court challenge by the U.S. [read post]
6 Oct 2023, 5:47 am
By Lene Powell, J.D.A new litigation risk is emerging in the form of lawsuits challenging companies’ diversity, equity, and inclusion (DEI) policies. [read post]
2 Oct 2023, 6:13 am
By Lene Powell, J.D.The SEC is proposing amendments to rules and Form N-4 to enhance the registration, disclosure, and advertising framework for registered index-linked annuities (RILAs). [read post]
21 Sep 2023, 5:47 am
By Lene Powell, J.D.Crypto assets are causing “a lot of risk and harm to investors” and institutional investors should be careful about acting as statutory underwriters, said David Hirsch, chief of the SEC Crypto Assets and Cyber Unit, Division of Enforcement. [read post]
13 Sep 2023, 12:10 pm
By Lene Powell, J.D.The Council for Institutional Investors identified human capital as a “highest priority” project area for the International Sustainability Standards Board (ISSB) in the next two years. [read post]
6 Sep 2023, 5:03 am
By Lene Powell, J.D.Jurisdictions outside the E.U. are looking at ways to introduce new standards on sustainability disclosures, including Australia, Japan, Singapore and the UK, said Sue Lloyd, vice-chair of the International Sustainability Standards Board, in recent remarks at a banking conference in Germany. [read post]
16 Aug 2023, 4:35 am
By Lene Powell, J.D.In defending against an SEC enforcement action for alleged registration violations, Coinbase received support from two recently filed amicus briefs on SEC crypto asset regulation and enforcement. [read post]
27 Jul 2023, 9:11 am
By Lene Powell, J.D.The SEC issued two rulemaking proposals at an open meeting on Wednesday, July 26. [read post]
25 Jul 2023, 9:10 am
By Lene Powell, J.D.Parts of the recent controversial ruling in SEC v. [read post]
21 Jul 2023, 4:54 am
By Lene Powell, J.D.The recent ruling in SEC v. [read post]
13 Jul 2023, 5:22 am
By Lene Powell, J.D.The SEC proposed to amend the Customer Protection Rule to require certain broker-dealers to increase the frequency of specified account computations and deposits. [read post]
11 Jul 2023, 9:14 am
By Lene Powell, J.D.Crypto asset trading platform Bittrex moved to dismiss an SEC enforcement action against it, arguing the SEC has failed to support critical elements of its claims. [read post]
29 Jun 2023, 9:06 am
By Lene Powell, J.D.A federal district court declined to remind the SEC of ethical obligations in connection with statements in an SEC press release. [read post]
22 Jun 2023, 5:50 am
By Lene Powell, J.D.The Third Circuit gave the SEC a breather in a closely watched lawsuit related to crypto assets, ordering the SEC to update the court on October 11 on how it is handling Coinbase’s petition for rulemaking on crypto assets. [read post]
14 Jun 2023, 8:38 am
By Lene Powell, J.D.On June 15, the SEC, North American Securities Administrators Association (NASAA) and FINRA will cohost a webinar on the financial exploitation of senior citizens and other vulnerable adults. [read post]
11 May 2023, 5:22 am
By Lene Powell, J.D.The SEC is seeking to destroy the crypto industry, an industry association said in a strongly worded comment letter on the SEC’s recent proposal on safeguarding advisory client assets. [read post]
3 May 2023, 5:28 am
By Lene Powell, J.D.In pointed remarks, SEC Commissioner Hester Peirce found fault with mandatory standards for environmental, social, and governance (ESG) disclosures, saying regulators’ true aim is not to bring about comparability or consistency, but rather to direct private capital flows toward government objectives. [read post]
