Search for: "MASSACHUSETTS DIVISION OF BANKS"
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30 Apr 2015, 8:16 am
McBride, 66, Boston, Massachusetts, who was disbarred in 2007 after practicing law for more than three decades, was sentenced to federal prison for tax and bank fraud violations. [read post]
16 Jul 2017, 4:59 am
The Food Bank of Western Massachusetts The Food Bank of Western Massachusetts, located in Hatfield, Massachusetts, has a mission to feed our neighbors in need and lead the community to end hunger. [read post]
24 Aug 2012, 4:14 pm
Also on August 23, the Massachusetts Division of Banks announced that it will hold a public hearing on August 29, 2012 to gather input regarding regulations it is required to develop to implement the state’s new foreclosure law. [read post]
24 Jan 2019, 1:16 pm
Massachusetts Regulator Files Charges Against Royal Alliance and Its Investment Adviser The Massachusetts Securities Division of the Office of the Secretary of the Commonwealth has filed civil charges accusing Royal Alliance Associates and investment adviser Steven F. [read post]
21 Jun 2019, 1:15 pm
According to reports today, Massachusetts Securities Division is launching a sweep of businesses based in Massachusetts that are raising money from investments related to the marijuana industry. [read post]
17 Aug 2014, 11:21 am
Nor did funeral operators want to bear the cost for banks to develop such administration. [read post]
21 May 2018, 2:34 pm
The long-time girlfriend of 38 years and the defendant son were to both benefit from the division of his estate. [read post]
21 Aug 2012, 2:52 pm
NanavatiAn 83-year-old Massachusetts man pleaded guilty in federal court in Manhattan on August 20, 2012, to one count of willful failure to file an FBAR. [read post]
21 May 2018, 2:34 pm
The long-time girlfriend of 38 years and the defendant son were to both benefit from the division of his estate. [read post]
23 Mar 2017, 12:55 pm
The Massachusetts Securities Division charged the broker-dealer last November with using high pressure sales contests and selling unsuitable investment products to senior citizens who were depositors at community banks. [read post]
20 Jul 2018, 12:32 pm
Infinex offers securities on bank premises and has selling agreements with approximately 30 banks in Massachusetts. [read post]
6 Feb 2014, 1:40 pm
According to SalemNews.com, an administrative complaint against former broker, John Michael Babiarz, by the Securities Division of Massachusetts alleges he defrauded multiple elderly clients out of nearly $500,000. [read post]
28 Dec 2015, 4:38 am
For employers outside of Massachusetts, it also provides a counterpoint to the idea, recently advocated by the Wage and Hour Division of the U.S. [read post]
7 Jan 2020, 8:08 am
By Jay Fishman, J.D.The Massachusetts Securities Division has proposed a fiduciary duty for broker-dealers, agents, investment advisers, and investment adviser representatives when they provide investment advice; recommend an investment strategy; open or transfer assets to any account type; or buy, sell or exchange any security, commodity or insurance product. [read post]
25 May 2011, 9:18 am
The head of the Justice Department's Criminal Division today in a speech at the World Bank said the government will continue its effort to target and forfeit proceeds of corrupt foreign officials. [read post]
30 Nov 2012, 9:02 am
Here, bank employees in several states including California, Connecticut, Massachusetts, New York and Oregon will receive settlement proceeds based as the result of the FLSA lawsuit. [read post]
24 May 2012, 1:48 pm
Among the factors that banks must consider before foreclosing is the “borrower’s ability to pay,” a provision that will likely be addressed in future drafts of the legislation, or through regulations developed by the Massachusetts Division of Banks. [read post]
22 Jun 2010, 9:16 am
Accordingly, it was very refreshing to learn today that The Massachusetts Securities Division filed an administrative action against Banc of America Investment Services, charging it with misrepresentations in the sale of Fannie Mae and Freddie Mac Bonds. [read post]
9 Jun 2009, 2:13 pm
According to the Journal, Wells Fargo has agreed to pay $40 million in an agreement with the Securities and Exchange Commission (SEC) and the Massachusetts Securities Division to settle charges that Evergreen misled investors about the value of some securities it sold and making selective disclosures to investors. [read post]
7 Sep 2010, 7:00 am
The charges are the result of the second phase of a two-year investigation stemming from a referral from the Massachusetts Division of Banks. [read post]
