Search for: "New York Capital Investments, LLC"
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31 Jan 2024, 9:01 pm
District Court for the Southern District of New York granted Macquarie’s motion to dismiss, holding that the plaintiffs had failed to plead an actionable misstatement or omission, a violation of Item 303, and scienter. [read post]
23 Jan 2024, 12:05 pm
His previous employers include Navian Capital Securities LLC (CRD#:145037) of Cincinnati, OH, Newbridge Securities Corporation (CRD# 104065) of New York, NY, and Chicago Investment Group, LLC (CRD# 11853, expelled by FINRA on 09/14/2010) of Chicago, IL. [read post]
23 Jan 2024, 9:30 am
His previous employers include Arive Capital Markets (CRD# 8060) of Bay Ridge, NY, Vision (CRD# 47927) of Stamford, CT, and Rothschild Lieberman LLC (CRD# 10030) of New York, NY. [read post]
22 Jan 2024, 8:08 am
According to his FINRA BrokerCheck profile, Hales was affiliated with the following firms: B, 09/26/2018 – 03/07/2022, VIRTU AMERICAS LLC (CRD#:149823), Austin, TX B, 05/11/2016 – 04/09/2020, VIRTU FINANCIAL BD LLC (CRD#:148390), AUSTIN, TX B, 05/11/2016 – 12/24/2018, VIRTU FINANCIAL CAPITAL MARKETS LLC (CRD#:45986), NEW YORK, NY If you have suffered losses investing with… [read post]
22 Jan 2024, 3:32 am
And New York caselaw on the issue leaves plenty to be desired. [read post]
18 Jan 2024, 1:30 pm
Headquartered in New York, Cabot Lodge employs approximately 182 registered representatives in approximately 117 branch offices. [read post]
16 Jan 2024, 1:19 pm
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
5 Jan 2024, 1:41 pm
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. [read post]
5 Jan 2024, 10:01 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. [read post]
5 Jan 2024, 7:03 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
27 Dec 2023, 11:21 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. [read post]
27 Dec 2023, 8:45 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. [read post]
26 Dec 2023, 4:22 am
New York’s LLC Law has no such provision. [read post]
22 Dec 2023, 5:51 am
Current outlets are located in California, Colorado, Florida, Hawaii, Illinois, Massachusetts, Nevada, New Jersey, New York, Oregon, Texas and Washington. [read post]
12 Dec 2023, 11:20 pm
District Court for the Eastern District of New York has agreed to the SEC’s request to convert the ongoing monitorship over GPB Capital Holdings LLC and numerous affiliated entities into a receivership. [read post]
11 Dec 2023, 5:39 pm
While stock is often associated with exchanges like the New York Stock Exchange (NYSE), most companies that issue stock are not publicly traded. [read post]
4 Dec 2023, 4:58 am
., a three-judge panel of the New Jersey Appellate Division handed down an opinion with important lessons for business owners and practitioners in states that have adopted the Revised Uniform LLC Act, such as New Jersey, as well as in states that haven’t, such as New York. [read post]
1 Dec 2023, 8:06 am
Scott Matalon (Scott Jay Matalon CRD# 4637378) is a former registered broker and investment advisor whose last known employer was RBC Capital Markets, LLC (CRD# 31194) of Jericho, NY. [read post]
30 Nov 2023, 1:58 pm
Randall Skrabonja (Randall George Skrabonja CRD# 1858245) is a previously registered broker and investment advisor last employed with Green Vista Capital, LLC (CRD# 293630) of Winter Park, FL. [read post]
27 Nov 2023, 8:22 am
(CRD#:39262), Woodland Hills, CA, B, 07/10/2019 – 12/23/2019, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), NEW YORK, NY B, 08/21/2017 – 07/10/2019, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
