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6 May 2014, 8:43 am
.; the representation of the DIP Lender and purchaser of the assets in In re Newcomm Wireless Services, Inc., the representation of Pueblo, Inc. in the acquisition of the Pueblo Supermarkets chain in In re Nutritional Sourcing Corporation, and the representation of the Puerto Rico Tourism Development Fund in the complex litigations concerning the Cayo Largo Hotel project in Fajardo, Puerto Rico. [read post]
5 Dec 2013, 10:54 pm
Funding the study was Bioniche Life Sciences, Inc., of Belleville, ON. [read post]
8 Jan 2015, 12:23 pm
In their appeal, Plaintiffs sought to pierce the corporate veil of Silver Fox Pastries, Inc., (a business Abuzir alleged was owned and managed by his sister and brother-in-law) and to collect a judgment directly from Abuzir, who had provided funds to start Silver Fox, negotiated Silver Fox’s lease, and arranged accounts and sales agreements for Silver Fox. [read post]
2 Jul 2007, 11:32 am
Fidelity Distributors Corporation, the principal underwriter of the Fidelity family of mutual funds, failed to supervise for compliance with ethics, conflicts of interest policies in connection with gifts and entertainment. [read post]
22 Dec 2016, 1:43 am
Candidate Trump spoke of blocking AT&T Inc. [read post]
26 Mar 2010, 11:24 am
Defendants were officers of Columbia Funds Distributor, Inc., which served as principal underwriter for Columbia mutual funds. [read post]
8 Sep 2023, 12:51 pm
Ameriprise Subsidiary Sanctioned for VA Switching May 2022 – The Securities and Exchange Commission (SEC) imposed a $5 million fine on RiverSource Distributors Inc., a subsidiary of Ameriprise Financial Services LLC, for allegedly engaging in improper practices involving Ameriprise customers’ variable annuities to generate commissions. [read post]
6 Nov 2018, 11:51 am
Funded Participation – Funded Participation Agreements can be entered into in Argentina on a case-by-case basis, and they are usually governed by US or English law. [read post]
7 Aug 2007, 11:03 am
Fidelity Distributors Corporation, the principal underwriter of the Fidelity family of mutual funds, failed to supervise for compliance with ethics, conflicts of interest policies in connection with gifts and entertainment. [read post]
25 May 2020, 5:17 pm
The Company The above-described scenario played out in a lawsuit captioned Magarik v Kraus USA, Inc. [read post]
2 Oct 2019, 10:21 am
NantKwest, Inc. [read post]
2 Dec 2008, 10:49 am
Forms, Inc. v. [read post]
18 Jul 2009, 7:31 am
The financial crisis, the new administration, new SEC leadership, increased funding and the focus of Congress and the media have all combined to encourage heightened government scrutiny. [read post]
4 Feb 2019, 6:28 am
Mattress Firm Inc. [read post]
8 Dec 2016, 8:47 am
., Inc. v. [read post]
8 Dec 2016, 8:47 am
., Inc. v. [read post]
26 Apr 2012, 12:00 am
Louis 2004, Inc., a citizen-based effort to make the St. [read post]
1 Feb 2010, 6:36 am
The plan also builds on “working groups” that have been in existence within the Enforcement Division for a number of years in areas such as hedge funds and the FCPA. [read post]
25 May 2009, 5:20 pm
(The IP Factor) Israel Patent Office practice regarding legal expenses in oppositions (The IP Factor) New Zealand New Zealand launches second ACTA consultation (Michael Geist) United Kingdom EWHC request for summary judgment denied - OHIM-IPO class heading conflict case: Daimler v Sany (IPKat) United States US General Trade secret litigation on the rise against laid off employees (Silicon Valley IP Licensing Law Blog) Seeking and justifying attorney fee awards may be… [read post]
23 Jan 2012, 3:00 am
., Inc., 2011 NY Slip Op 33256(U) (Sup Ct Queens County Nov. 3, 2011).Adelstein involves a family-owned distributor of specialty foods called Finest Food. [read post]
