Search for: "RBC Capital Markets Corporation"
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31 Jan 2015, 7:39 pm
The Court of Chancery found RBC Capital Markets LLC liable for aiding and abetting the breach of fiduciary duties of directors by advising simultaneously Rural/Metro Corp. on the value of the company in connection with a sale to Warburg Pincus LLC, while other bankers at RBC were pitching their services to Warburg in an effort to gain fees by helping Warburg finance the same deal. [read post]
10 Aug 2022, 7:07 pm
Liberal democratic states tend to see the discussion through the lens of the market and market integrity, based on principles of individual autonomy and choice. [read post]
4 Nov 2008, 10:00 pm
He is president and CEO of RBC Capital Markets Corporation (USA), and is an executive vice president of RBC Financial Group. [read post]
20 May 2013, 7:31 am
LLC and RBC Capital Markets LLC after the ambulance service business' $438 million sale to Warburg Pincus LLC two years ago. [read post]
25 Jun 2015, 1:29 pm
Ziegler and Company Benchmark Securities Bernardi Securities BMO Capital Markets GKST BNY Mellon Capital Markets BOSC Central States Capital Markets Citigroup Global Markets City Securities Corporation Davenport & Company Dougherty & Co First National Capital Markets George K. [read post]
8 Apr 2008, 12:05 pm
Edwards & Sons; Morgan Keegan & Company; Piper Jaffray & Co.; SunTrust Capital Markets; and Wachovia Capital Markets. [read post]
24 Oct 2016, 1:01 am
From this perspective, the outcome in RBC Capital Markets stems from the application of settled law, not doctrinal innovation. [read post]
31 Jan 2017, 12:06 pm
.; RBC Capital Markets Corporation; Salomon Smith Barney Inc.; Lehman Brothers Corp.; Merrill Lynch, Pierce, Fenner & Smith Inc., Sussex Securities Incorporated; Lehman Brothers Incorporated. [read post]
6 Feb 2018, 9:54 am
Since many such offerings remain somewhat unregulated, investor threat to losing funds is a reality.[4] Challenges Despite the large market capitalization of the crypto market, huge price fluctuations and the increase in demand to trade cryptocurrencies, the market faces major issues associated with structural, functional, security and regulation. [read post]
29 Mar 2024, 7:28 pm
That makes a lot of sense, especially given the strength (still) of markets driven development and the protection of the autonomy of natural and legal persons in what is still understood as a private sphere of activity (a close look at the Business Roundtable (re)statement on corporate purpose makes that clear enough). [read post]
12 Aug 2008, 7:27 pm
In addition, Goldman Sachs, Bank of America, Wells Fargo, Lehman Brothers, RBC Capital Markets, and Raymond James are reported to be additional targets of the state investigations. [read post]
2 Apr 2014, 5:24 am
Lawyers and bankers spoke warily, and at times critically, of a decision that has landed RBC Capital Markets LLC on the hook for potentially millions of dollars in damages to shareholders of a company it advised on a 2011 buyout. [read post]
29 Oct 2013, 8:26 am
The number is significantly less if you expect someone to go the ‘considerable trouble’ of moving the cursor over the box and ticking it,” said Paul Rand, senior counsel with RBC Capital Markets. [read post]
12 Aug 2015, 9:08 am
– $500,000 RBC Capital Markets, LLC – $500,000 Robert W. [read post]
5 Jul 2010, 6:27 am
The scheme involved accounts with seven broker-dealers: KeyBanc Capital Markets, Inc. [read post]
7 May 2010, 10:43 am
andnbsp; RBC Capital Markets Corporation andndash; FINRA found that from June 2006 through October 2007, RBC Capital Markets and a predecessor entity, Carlin Equities LLC, executed customer sell orders for nearly 2.5 billion unregistered shares of eight issuers, including over two billion shares of unregistered Universal Express stock. [read post]
28 Oct 2016, 1:00 am
Overcoming Selection Bias Posted by Alexander Vedrashko, Simon Fraser University, on Sunday, October 23, 2016 Tags: Behavioral finance, Capital markets, Dividends, Earnings announcements, Earnings disclosure, Firm performance,Information environment, Market efficiency, Market reaction, Market timing, Merger announcements, Repurchases Can Business Help Fix Our Broken Politics? [read post]
28 Dec 2018, 6:24 am
In February 2011 RBC Capital Markets Corporation, LLC (RBC) terminated Bittermann over allegations that he sold a security without prior verbal knowledge and consent by the client. [read post]
30 Aug 2023, 5:56 am
Prysm provided a detailed analysis to support its conclusions, and the results were similar to those obtained in an independent investigation by RBC Capital Markets. [read post]
17 Jun 2009, 4:08 am
In Guessing How Many Banks Will Fail Time magazine reported that research firm RBC Capital Markets revised its estimate for U.S. bank failures in the next 3 years up from 200-300 to over 1,000.With the looming prospect of more bank failures and FDIC takeovers, you can't help but wonder how they'll affect your construction project. [read post]
