Search for: "Retirement Strategies, Inc."
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8 Sep 2023, 12:51 pm
Ameriprise Financial Censured & Fined $4.5 Million Ameriprise Sanctioned for Overcharging Retirement Customers March 2018 – Ameriprise Financial Services Inc. has agreed to settle charges with the SEC for recommending and selling higher-fee mutual fund shares to retail retirement account customers while failing to provide appropriate sales charge waivers. [read post]
16 Aug 2023, 9:04 am
LJM used a risky strategy that relied, in part, on purchasing uncovered options. [read post]
1 Aug 2023, 7:00 am
We can also provide guidance on tax withholding, payroll reporting, and tax-saving strategies for both your company and your workforce. [read post]
28 Jul 2023, 6:30 am
BlackRock to Expand Proxy Voting Choice to Its Largest ETF Posted by Joud Abdel Majeid, Salim Ramji and Jessica Burt, BlackRock Inc., on Friday, July 21, 2023 Tags: Asset management, Board of Directors, ETFs, Investment Stewardship, Proxy voting, voting choice SEC’s Approach to Enforcement After Cyber Incidents: Key Takeaways for Public Companies Posted by Jennifer Lee, Shoba Pillay, and Charles Riely, Jenner & Block LLP, on Saturday, July 22, 2023 Tags: corporate disclosure,… [read post]
28 Jul 2023, 6:30 am
BlackRock to Expand Proxy Voting Choice to Its Largest ETF Posted by Joud Abdel Majeid, Salim Ramji and Jessica Burt, BlackRock Inc., on Friday, July 21, 2023 Tags: Asset management, Board of Directors, ETFs, Investment Stewardship, Proxy voting, voting choice SEC’s Approach to Enforcement After Cyber Incidents: Key Takeaways for Public Companies Posted by Jennifer Lee, Shoba Pillay, and Charles Riely, Jenner & Block LLP, on Saturday, July 22, 2023 Tags: corporate disclosure,… [read post]
28 Jul 2023, 4:45 am
Aviva Canada Inc, 2018 BCCA 98). [read post]
28 Jul 2023, 4:45 am
Aviva Canada Inc, 2018 BCCA 98). [read post]
26 Jul 2023, 2:25 pm
As AC excessively escalated its litigation strategy by then suing York University to enforce its “interim” tariff improvidently provided by the Copyright Board, from which no judicial review was sought due to the strategy of AUCC (now Universities Canada). [read post]
19 Jul 2023, 9:06 pm
Swanson, KMJ Swanson Food Safety Inc. [read post]
17 Jul 2023, 2:13 pm
City of Miami General Employees’ and Sanitation Employees’ Retirement Trust, 107 A.3d 1049 (Del. 2014), and In re Trulia, Inc. [read post]
14 Jul 2023, 5:00 am
” ” Finally, there is no actionable malpractice from Defendants’ motion seeking to withdraw as counsel due to their fundamental disagreements with Plaintiff over the strategy to move forward in the underlying matrimonial action. [read post]
11 Jul 2023, 12:51 am
But the new legislation has nullified the state tax benefits for California residents, leaving taxpayers who pursued the ING strategy in the lurch. [read post]
5 Jul 2023, 9:01 pm
In re Tesla Inc. [read post]
27 Jun 2023, 9:01 pm
I would like to start by recognizing Darla Stuckey, who retired in April [2023] and held leadership roles at the Society for nearly fourteen years, including her last eight as President and CEO. [read post]
19 Jun 2023, 8:56 pm
Cochise Consultancy, Inc. v. [read post]
9 Jun 2023, 4:46 am
Earlier this month, a unanimous three-person Finra arbitration panel ordered UBS Financial Services Inc. to pay a retired Florida couple $5.2 million [...] [read post]
26 May 2023, 11:34 am
Kate Taylor - Globe and Mail The recent sadly and badly misinformed “opinion” dated May 20, 2023 by veteran Globe and Mail cultural columnist Kate Taylo entitled “Copyright loophole for education should be plugged” highlights the need for the educational sector to step up to the plate on fair dealing and copyright revision. [read post]
24 May 2023, 4:00 am
One of the statements came from a retired CalFire aerial firefighter who contended that the proposal would block one of the primary escape routes from the canyon for up to two fire seasons. [read post]
6 May 2023, 2:49 pm
So AMC embarked on a new strategy. [read post]
5 Apr 2023, 7:14 pm
Gann allegedly recommended and effected a risky options-trading strategy in the account of a retiree and senior investor who had limited income, modest retirement savings, and minimal investment knowledge. [read post]
