Search for: "Stanley R. Jones" Results 21 - 40 of 111
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25 Nov 2017, 4:42 am
UBS Trails Morgan Stanley Out the Door on Broker Protocol(Financial Advisor IQ, by Rita Raagas De Ramos November 28, 2017) http://financialadvisoriq.com/c/1806543/209103 UBS is withdrawing from the Protocol for Broker Recruiting, effective December 1, making it the second wirehouse and first original signatory to announce its exit.Edward Jones Stockbroker Shot Blanks In FINRA Customer Signature… [read post]
9 Jun 2016, 3:28 pm by Kevin LaCroix
Jones Capital Equities Management, Inc., based on charges that the company had failed to establish the required cybersecurity policies and procedures in advance of a breach that compromised the personally identifiable information (PII) of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
11 Apr 2016, 11:28 am by Mark Astarita
Jones Capital Equities Management, Inc. for failing to establish cybersecurity policies and procedures in advance of a breach by hackers that compromised confidential client data of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
9 Nov 2015, 7:09 am
  Here’s how they work together:Comment b following §908 further states that “[r]eckless indifference to the rights of others and conscious action in deliberate disregard of them (see §500) may provide the necessary state of mind to justify punitive damages. [read post]
1 Nov 2015, 9:23 pm by Cody M. Poplin
Speakers will include Generl John Davis (ret), Merrit Baer, Tiffany Jones, and John Landwehr. [read post]
5 May 2015, 12:01 pm
For example: Nothing Justice Alito says [in his Jones concurrence] contravenes the third-party doctrine. [read post]
25 Jan 2015, 4:04 pm by INFORRM
The action concerned comments made the defendant, Dr Pat Poon, about the “Bernstein Diet” created by the plaintiff, Dr Stanley Bernstein. [read post]
22 Jan 2015, 5:37 am by Adam Weinstein
Exchange Traded Funds AXEN – iShares MSCI ACWI ex US Energy Sector Index ETF CHIE – Global X China Energy ETF DBE – PowerShares DB Energy ETF EMLP – First Trust North American Energy Infrastructure ETF ENFR – Alerian Energy Infrastructure ETF ENY – Claymore/SWM Canadian Energy Income ETF ERX – Direxion Daily Energy Bull 3X Shares ETF ERY – Direxion Daily Energy Bear 3X Shares ETF FILL – iShares MSCI Global Energy Producers Fund FXN – First… [read post]
20 Nov 2014, 1:27 pm by Ken White
., DESMOND RAYSHAWN CRISP, BRANDON DUNCAN, GLENN ROY GRAY, AARON WAYNE HARVEY, JAWAUN DESHAY JONES, CEDRIC CHARLES JORDAN, STANLEY BERNARD KING JR., FRANKLIN LAMBERTH III, ANTHONY ROBINSON, TEVONTE STRIPLING, and DEON WINTERS committed the crime of Criminal Street Gang Conspiracy, in violation of Penal Code Section 182.5, a felony, by unlawfully and actively participating in a criminal street gang with knowledge that its members engage in and have engaged in a pattern of criminal… [read post]
20 Nov 2014, 1:27 pm by Ken White
., DESMOND RAYSHAWN CRISP, BRANDON DUNCAN, GLENN ROY GRAY, AARON WAYNE HARVEY, JAWAUN DESHAY JONES, CEDRIC CHARLES JORDAN, STANLEY BERNARD KING JR., FRANKLIN LAMBERTH III, ANTHONY ROBINSON, TEVONTE STRIPLING, and DEON WINTERS committed the crime of Criminal Street Gang Conspiracy, in violation of Penal Code Section 182.5, a felony, by unlawfully and actively participating in a criminal street gang with knowledge that its members engage in and have engaged in a pattern of criminal… [read post]
22 Oct 2014, 8:49 am by JD Hull
When they realized that Cooke had concocted an imaginary résumé, Mr. [read post]
18 Aug 2014, 11:34 am by Bill Marler
  He is widowed and has one son, Stanley, and a daughter named Sarah. [read post]
31 Jul 2014, 10:19 am
He was a partner at Jones Day from 2007 to 2010 and served as an assistant U.S. [read post]