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4 Mar 2013, 12:44 pm
The hedge funds, Foresee Strategies Insurance Fund, were issued by Sun Life Financial as variable annuity subaccounts to Sala-Multi Series Fund and than sold to investor by various broker-dealers such as SagePoint Financial Inc, Geneos Wealth Management Inc, Lincoln Financial Network, National Planning Corp, and FSC Securities Corp. [read post]
29 Jul 2013, 7:45 am
In In re Rigel Pharmaceuticals, Inc. [read post]
28 Jan 2011, 12:28 am
According to Popular, Inc. [read post]
20 Dec 2014, 5:58 am
From the Manhattan Institute “Trial Lawyers Inc. [read post]
24 May 2010, 8:20 am
(IBM) and Sun Microsystems Inc. to direct New Castle’s trading. [read post]
7 Jan 2012, 12:35 pm
Popper previously worked for four financial firms, including Merrill Lynch Pierce Fenner & Smith Inc. and Workman Securities Corp. [read post]
29 May 2012, 7:02 pm
According to the SEC, Elliott and his father purchased the Cofresi resort in the Dominican Republic in 2003 through their company EMI Sun Village, Inc. [read post]
10 May 2012, 12:31 pm
About 80 percent of the energy used by households and businesses comes from oil, natural gas, and coal; the rest comes from nuclear power and renewable sources, such as wind and the sun. [read post]
27 Aug 2014, 6:41 am
First Community Bank had purchased asset-backed securities primarily in the form of collateralized debt obligations (CDOs) and residential mortgage-backed securities (RMBSs) from a number of entities including First Tennessee Bank, Morgan Keegan & Company, Merrill Lynch, Pierce, Fenner & Smith, Inc., Bear Stearns & Company and Sun Trust Robinson Humphrey, Inc. and Keefe, Bruyette & Woods, Inc. [read post]
15 Jun 2019, 12:21 am
The policy further provided that no legal action could be commenced against Sun Life for the claim until 60 days after the filing of the notice of claim.A handbook which Sun Life provided to employees of the District stated that as participants in an employer benefit plan, employees were entitled to rights and protections under the Employee Retirement Income Security Act of 1974 (29 § USC 1001 et seq.; hereinafter ERISA). [read post]
5 Oct 2012, 6:47 am
It's a ruling on a Motion to Dismiss a Complaint that alleged everything under the sun. [read post]
15 Feb 2023, 9:29 am
Wells was affiliated with the following firms during his career in the securities industry: 06/06/2019 – 07/16/2021, FIFTH THIRD SECURITIES, INC. [read post]
15 Jun 2012, 11:42 am
Day4 Energy Inc. [read post]
20 Mar 2014, 9:54 am
Hauser First Allied Securities, Inc.; Morris C. [read post]
20 Aug 2014, 11:54 am
The award represents a rare victory for brokers as statistics indicate that financial advisors lose note cases approximately 90% of the time, according to an analysis by Securities Arbitration Commentator Inc., an award research service. [read post]
19 Jun 2023, 2:29 pm
Richin Trading Inc., of Alhambra, CA, is recalling its Mini Fruit Jelly Cup (35.27oz. and 52.90 oz.) because the products are a potential choking hazard based on the product size. [read post]
4 Feb 2019, 2:18 pm
Boggs had worked with the Snows on their early retirement plan, which included investing in the Sun America Life-issued variable annuity the Polaris Advantage II and other investments. [read post]
5 Jan 2023, 6:17 pm
Sun, 901 F.3d at 1090. [read post]
8 Apr 2012, 9:03 am
This event promises to be a great networking opportunity and a leisurely chance to secure required CLE credits. [read post]
11 Mar 2015, 5:22 am
The Hillsborough County booking records indicate that they work for NCL as utility workers in the Norwegian Sun's galley. [read post]
