Search for: "U.S. Securities and Exchange Commission"
Results 21 - 40
of 10,061
Sort by Relevance
|
Sort by Date
17 May 2024, 12:17 pm
Securities and Exchange Commission (SEC) awarded a whistleblower after the whistleblower appealed a denial before the U.S. [read post]
17 May 2024, 6:31 am
Securities and Exchange Commission. [read post]
17 May 2024, 6:31 am
Securities and Exchange Commission. [read post]
17 May 2024, 6:05 am
The Independent International Commission of Inquiry on Ukraine, which the U.N. [read post]
17 May 2024, 3:00 am
Out of 75 Black women who have run or are running for the U.S Senate since 2010, 10 have secured major-party nominations. [read post]
16 May 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
15 May 2024, 9:05 pm
In the U.S., the major clearinghouses are affiliated with major exchanges. [read post]
15 May 2024, 9:01 pm
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
14 May 2024, 12:39 pm
The Securities and Exchange Commission and the U.S. [read post]
13 May 2024, 9:05 pm
Indeed, firms are required under the securities laws to disclose material nonpublic information, at least when they raise capital. [read post]
13 May 2024, 9:01 pm
Securities and Exchange Commission (SEC) announced that UK- and Australia-based mining company Rio Tinto had agreed to pay a $15 million civil penalty to resolve alleged violations of the FCPA. [read post]
13 May 2024, 3:42 pm
Securities Securities Fraud Claim Duty to Disclose Pure Omissions Private Action Under Rule 10b–5(b) Section 10(b) of the Securities Exchange Act of 1934 Circuit Split Securities and Exchange Commission (SEC) Rule 10b–5(b) makes it unlawful to omit material facts in connection with buying or selling securities when that omission renders “statements… [read post]
13 May 2024, 8:51 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:50 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:45 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:41 am
The Securities and Exchange Commission today charged Gibsonia, PA resident Frank T. [read post]
13 May 2024, 8:05 am
Today the Securities and Exchange Commission and the U.S. [read post]
13 May 2024, 6:07 am
SEC, 568 U.S. 442 (2013) (holding that the discovery rule does not apply to the statute of limitations for civil penalty actions brought by the Securities and Exchange Commission under the Investment Advisers Act of 1940); Rotkiske v. [read post]
12 May 2024, 6:30 am
Securities and Exchange Commission (“SEC”) has been increasingly aggressive in bringing charges for violations of federal securities laws resulting, at least in part, from the risks associated with remote work environments. [read post]
12 May 2024, 6:30 am
Securities and Exchange Commission (“SEC”) has been increasingly aggressive in bringing charges for violations of federal securities laws resulting, at least in part, from the risks associated with remote work environments. [read post]
