Search for: "Wachovia Corporation"
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28 Nov 2017, 6:38 am
Falcon has spent 20 years in the securities industry and has been registered with Aegis Capital Corporation in Florida since 2013. [read post]
5 Nov 2017, 6:02 am
Madden v. [read post]
5 Nov 2017, 6:02 am
Madden v. [read post]
10 Oct 2017, 6:03 am
The agreement represents the largest financial settlement negotiated by the OFCCP since the agency’s $5.5 million compensation discrimination settlement in 2004 with Wachovia Corporation (involving 2,021 current and former female employees). [read post]
5 Oct 2017, 5:20 pm
(BAGEL & TERI ALTERNATIVE)POOL SUPPLEMENT CHARTER ONE BANK, N.A.NCSLT 2004-1 TRUST AGREEMENT (WACHOVIA TRUST COMPANY, N.A.)DEPOSIT AND SALE AGREEMENTNATIONAL COLLEGIATE STUDENT LOAN TRUST 2004-2 - INDEX FOR NCSLT 2004-2POOL SUPPLEMENT (BANK ONE, N.A.) [read post]
20 Mar 2017, 2:39 pm
Prior to that Stanczyk worked for Pinnacle Investments, Wachovia Securities, Prudential Securities, Salomon Smith Barney and Lehman Brothers, where he got his start in the industry in 1984. [read post]
21 Feb 2017, 1:58 pm
In July, the Federal Deposit Insurance Corporation (the “FDIC”) seized IndyMac. [read post]
16 Aug 2016, 7:52 am
After assuming control of Wescorp, the NCUA determined that offering documents for RMBS issued by Wachovia Mortgage Loan Trust, LLC (Wachovia) and Nomura Home Equity Loan, Inc. [read post]
22 Feb 2016, 4:36 pm
As a result of this decision, several states began to enact corporate indemnification statutes.8 In 1967, the State of Delaware passed new indemnification laws specifically authorizing corporations to purchase D&O liability insurance; by 1973, 25 other states had followed Delaware’s lead.9 Until this time, it was unclear if a corporation could legally pay the cost of the individual liability of a director or officer under the corporate… [read post]
7 Oct 2015, 7:26 am
From 2002, until August 2008, Gillis was associated with Wachovia Securities, LLC. [read post]
8 Jul 2015, 4:47 am
Prior to commencing employment at PKS, Phillips worked for RBC Capital Markets Corporation in Woodland Hills, California. [read post]
5 Jun 2015, 10:09 am
The predecessor banks, Offitbank and Wachovia merged in 1999, and Wells Fargo bought Wachovia in 2008. [read post]
8 Apr 2015, 7:52 am
According to the indictment, the fraudulent loan applications were originated by Raul Enrique Quintana’s mortgage brokerage company, Brickell Financial Corporation (BFC). [read post]
29 Jan 2015, 5:05 am
And to the extent that the Plaintiffs took a run at holding the corporate defendants liable on an aiding and abetting breach of fiduciary duty theory, Judge Bledsoe said that those claims faced "substantial risk . . . [read post]
7 Dec 2014, 4:02 pm
Moran, Special Agent in Charge, Federal Deposit Insurance Corporation, Office of Inspector General (FDIC-OIG), Atlanta Regional Office, made the announcement. [read post]
11 Nov 2014, 12:18 pm
" It is owned by Bank of America, BB&T Corporation, JPMorgan Chase, Wachovia, and Wells Fargo. [read post]
27 Oct 2014, 12:05 pm
., Defendants, JOSE RICUARTE DIAZ HERRERA, Claimant-Appellant, WACHOVIA BANK, a Division of Wells Fargo Bank, N.A., et al., Garnishees, MERCURIO INTERNATIONAL S.A., et al., Claimants. 11th Circuit. [read post]
1 Oct 2014, 7:17 am
Gibson, Principal Deputy Inspector General, Federal Deposit Insurance Corporation, Office of Inspector General (FDIC-OIG), Atlanta Regional Office, announced the sentence. [read post]
26 Sep 2014, 7:13 am
" It is owned by Bank of America, BB&T Corporation, JPMorgan Chase, Wachovia, and Wells Fargo. [read post]
22 Jul 2014, 5:57 am
In the years before the financial crisis, life insurers for banks including Wachovia and Fifth Third Bancorp invested their premiums in a hedge fund run by Citigroup. [read post]
