Search for: "UBS AG" Results 441 - 460 of 552
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27 Sep 2017, 9:18 am by Chain | Cohn | Stiles
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
28 Aug 2022, 9:45 am by Staff Attorney
From August 1997 through February 2002, Serizawa was registered with UBS Painewebber Incorporated. [read post]
2 Dec 2008, 10:07 pm
Those clients are: Novartis AG, Panasonic Corp., Qatar Investment Authority, and UBS AG. [read post]
27 Sep 2017, 9:18 am by Chain | Cohn | Stiles
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
20 Sep 2019, 11:22 am by Staff Attorney
  November 2008 to August 2013, Konecny was registered with UBS Financial Services Inc. [read post]
2 Oct 2019, 6:00 am by Chain | Cohn | Stiles
Medals and trophies were awarded to the fastest runners in their respective age categories, with results being posted on the Bakersfield Track Club website. [read post]
15 Feb 2021, 7:31 am by Staff Attorney
  From January 2011 until May 2017 Wudemann was registered with UBS Financial Services Inc. [read post]
14 Aug 2008, 8:34 pm
But now, UBS AG, Citigroup, Merrill Lynch, and most recently, Morgan Stanley and J.P. [read post]
20 Dec 2018, 8:00 am by Todd Presnell
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
17 Aug 2017, 2:38 pm by Matthew D. Lee
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with the largest bank in Switzerland, UBS AG, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
20 Dec 2018, 8:00 am by Todd Presnell
Nov. 14, 2018), available here, the question presented was whether the Kovel Doctrine protected communications between Citco Group’s in-house lawyers and its outside counsel where those communications included non-lawyers at UBS AG, which served as Citco Group’s investment banker on the subject transaction. [read post]
30 Aug 2017, 12:57 pm by Matthew D. Lee
The timing of these corrective actions is particularly notable, as the Justice Department announced its landmark deferred prosecution agreement with UBS AG, the largest bank in Switzerland, in February 2009, and the Internal Revenue Service unveiled its Offshore Voluntary Disclosure Program approximately 30 days later. [read post]
5 Aug 2010, 3:49 pm by Page Perry LLC
These structured products were sold and described by UBS AG to investors as an elaborately-engineered vehicle that had been created to provide both upside returns and downside protection. [read post]
1 May 2014, 11:17 am
Four Top Executives Relinquish Their Positions Many times when we hear about regulatory actions being leveled against investment firms, we often think of the old guard of financial institutions such as UBS AG or Credit Suisse. [read post]
30 Jan 2024, 10:13 am by Hayleigh Bosher
• Coming of Age in Samoa: A Psychological Study of Primitive Youth for Western Civilisation, by Margaret Mead. [read post]
18 Jul 2012, 11:48 am by LindaMBeale
  So far as the blind trust aspect of that is concerned, note that Romney himself once called blind trusts an "age-old ruse. [read post]