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3 Feb 2021, 8:45 pm
Within this broad remit, the independent panel will cover a number of areas including the impact of ring-fencing legislation in the following areas: Competition in the banking sector, examining both any benefits from ring-fencing and the extent to which it may have acted as a barrier to growth for smaller banks. [read post]
26 Sep 2023, 2:00 pm
Engoron ordered that some of Trump’s business licenses be rescinded as punishment and said he would continue to have an independent monitor oversee the Trump Organization’s operations. *** Read full text of Decision granting partial summary judgment to NYS AG James. [read post]
22 Oct 2009, 5:45 am
On October 21, 2009, the Senior Supervisors Group issues a report titled Risk Management Lessons from the Global Banking Crisis of 2008 discussing the “vulnerabilities of financial firms whose business models depended too heavily on uninterrupted access to secured financing markets, often at excessively high leverage levels. [read post]
2 Mar 2017, 8:23 pm
Strange 16-832 Issues: (1) Whether the First Amendment permits the government to ban or limit independent-spending donations to a political committee that segregates those donations in a separate bank account to be used only for independent spending; and (2) whether a complete ban on any political committee’s financial contribution to any other political committee for any purpose is an adequately tailored constitutional means to achieve a state’s interest… [read post]
6 Dec 2007, 11:01 am
Back in March, Robert Kindler of Morgan Stanley had this to say about big investment banks and their perceived conflicts of interest: “We are totally conflicted — get used to it. [read post]
23 Aug 2016, 8:08 am
When Congress enacted the SEC whistleblower program under the Dodd Frank Act it recommended that an independent right of action for whistleblowers to pursue wrongdoers in securities cases be studied. [read post]
22 Sep 2008, 4:24 am
"Goldman Sachs and Morgan Stanley, the last big independent investment banks on Wall Street, will transform themselves into bank holding companies subject to far greater regulation, the Federal Reserve said Sunday night, a move that fundamentally reshapes an era of high finance that defined the modern Gilded Age. [read post]
6 Jul 2009, 3:36 am
” The article shows that the 371 banking institutions on an independent bank rating firm’s “Watch List” as of March 31, 2009 “held brokered deposits that were twice the norm. [read post]
8 Apr 2013, 1:02 pm
The PRA, a branch of the Bank of England, will supervise 1,700 banks, insurers and large investment firms. [read post]
9 Oct 2013, 4:43 pm
Through its supervisory and regulatory banking functions, FRS helps maintain a commercial banking system that is responsive to the Nation's financial needs and objectives." [read post]
19 Dec 2019, 3:45 am
**Exceptions apply depending on the stock and growth of lending to non-banks. [read post]
18 Apr 2023, 1:40 am
The report of the assessment was drafted by a group of independent experts. [read post]
25 Feb 2021, 8:55 pm
On 24 February 2021, the Bank of England (BoE) published the letter it had sent to the CEOs of the eight major UK banks in scope of the first Resolvability Assessment Framework (RAF) reporting and disclosure cycle. [read post]
3 Jul 2014, 9:00 am
In support of their motion, the plaintiffs argued that female vice presidents and associates were systematically paid and promoted less than their male counterparts in the investment banking, management and securities divisions since September 10, 2002. [read post]
10 Mar 2023, 7:08 am
In its news release of February 9, 2023, the New Jersey Department of Labor and Workforce Development, together with the New Jersey Department of Treasury, Banking and Insurance, and the Office of the New Jersey Attorney General, announced that a sweep had been conducted at a Jersey City construction site following c [read post]
8 Nov 2011, 3:59 am
Survey Results: D&O Questionnaires and Director Independence We have posted the survey results regarding the latest D&O questionnaires and director independence trends, repeated below: 1. [read post]
7 Oct 2009, 1:38 pm
The subsequent huge runup in housing prices in Great Britain made this a great deal for the banks, and some of the homeowners are now taking their retrospective buyers’ remorse to court in a group action. [read post]
25 Oct 2011, 6:40 am
The final report of the UK’s Independent Commission on Banking, chaired by Sir John Vickers, was published on 12 September 2011. [read post]
3 Mar 2009, 10:02 am
Take the independent research and investment banking shop Canaccord Adams, which ceased publication of its Best Ideas Weekly newsletter, according to a note the firm sent to clients on Monday. [read post]
3 Feb 2010, 5:01 am
Lazard, the independent investment bank, reported a $54.9 million loss for its fourth quarter, as the firm took charges related to changes in its compensation policies and paid out the restricted stock holdings of its late former chief executive, Bruce Wasserstein. [read post]
