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29 Nov 2016, 3:32 am
Here’s the intro from this WSJ article by Andrew Ackerman: Financial regulators are scrambling to complete a series of unfinished rules designed to rein in Wall Street, dismaying congressional Republicans and some business groups that have urged policy makers not to rush new regulations as President Barack Obama’s term winds down. [read post]
20 Nov 2016, 9:01 pm
In Sansone, Andrew J. [read post]
16 Sep 2016, 3:01 am
Piwowar Seeks More Disclosure From Banks In Lieu of Other Regulation In this WSJ piece, Andrew Ackerman describes this speech by SEC Commissioner Michael Piwowar: Policy makers at the Federal Reserve and their counterparts at the Securities and Exchange Commission have fundamentally different approaches to regulation: The Fed focuses mainly on assessing how safe banks are, the SEC primarily on what companies disclose to markets. [read post]
16 Jul 2016, 7:08 am
Andrew Keane Woods reacted to the ruling with a caution that this was not a complete victory for privacy advocates. [read post]
1 Jul 2016, 7:16 am
Yesterday, Andrew Ackerman of the WSJ reported, these two nominations were delayed even further by the Senate when an unidentified Democratic Senator moved to block any confirmation vote on Peirce through a procedural step known as a “hold. [read post]
30 Jun 2016, 3:14 am
Here’s an excerpt from this WSJ article by Andrew Ackerman: The two nominees to fill vacancies on the Securities and Exchange Commission face new delays—as at least one Democratic lawmaker has moved to block a Senate confirmation vote. [read post]
5 Jun 2016, 11:17 pm
Anyway, that proves that I never cut corners when I was a kid … Congress: The Latest Effort to Replace Dodd-Frank Here’s the intro of this WSJ article by Donna Borak & Andrew Ackerman: A top Republican financial policy maker in Congress has crafted a plan to repeal key provisions of postcrisis regulations enacted under President Barack Obama, according to a draft summary of the bill seen by The Wall Street Journal. [read post]
2 Jun 2016, 3:13 am
Here’s an excerpt from this WSJ article by Andrew Ackerman: On Wednesday, a House Appropriations subcommittee approved a funding plan for the fiscal year beginning Oct. 1 that for the first time since before the crisis envisions cutting the market cop’s budget, to the tune of $50 million. [read post]
11 May 2016, 2:58 am
Here’s an excerpt from this WSJ article by Andrew Ackerman: Firms that advise shareholders in corporate elections would be subject to stricter government oversight under bipartisan legislation set to be introduced this week, amid complaints from public companies that such firms hold too much sway over investors. [read post]
1 May 2016, 11:54 am
That’s answered sufficiently by the ongoing potential for amendment (Amar) or constitutional moments that allow ratification by more than formal approval of a text (Ackerman). [read post]
15 Apr 2016, 7:34 am
” [Andrew Ackerman, WSJ] Tags: campaign regulation, judicial nominations, Securities and Exchange Commission, Senate A hold-up of SEC nominees is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
11 Apr 2016, 6:18 am
Sources: SEC Picks in Jeopardy as Some Democrats Revolt by Andrew Ackerman in the Wall Street Journal SEC Commissioner Nominees: Political Spending Disclosure Throws a Wrench by Broc Romanek in TheCorporateCounsel.NET Executive Session to vote on Nominations from the Senate Committee on Banking, Housing and Urban Affairs. [read post]
11 Apr 2016, 3:47 am
Here’s an excerpt from this WSJ article by Andrew Ackerman: A revolt by Democratic lawmakers is jeopardizing the nominations of two White House picks for the Securities and Exchange Commission, threatening to further hamper the short-handed agency struggling to complete key rules. [read post]
11 Apr 2016, 3:47 am
Here’s an excerpt from this WSJ article by Andrew Ackerman: A revolt by Democratic lawmakers is jeopardizing the nominations of two White House picks for the Securities and Exchange Commission, threatening to further hamper the short-handed agency struggling to complete key rules. [read post]
10 Aug 2015, 2:11 pm
Dallas Court of Appeals addresses complex issues in appeal from summary judgment in suit by tort clients who sued their lawyers for barratry CARL "STACEY" NEESE, INDIVIDUALLY AND AS NEXT FRIEND OF L.N., C.N., L.N., AND C.N., JAMES NEESE, DAVID NEESE, JENNIFER HUGHES, MITZI RENFROE, AND IRL HOOPER, Appellants, v. [read post]
10 Aug 2015, 2:11 pm
UPDATE ON NEESE VS. [read post]
29 Jul 2015, 10:04 am
According to Andrew Ackerman and Joann Lublin of the Wall Street Journal, the Securities and Exchange Commission is “poised to complete a rule requiring companies to disclose the pay gap between chief executives and employees”. [read post]
15 May 2015, 5:00 am
Cyberattacks Represent Top Risk, SEC Chief Says by Andrew Ackerman in the Wall Street Journal “One of my major concerns about this area is nearly everybody gets how high-level the risk and priority of this is,” she said at a conference sponsored by a mutual-fund group. [read post]
12 Feb 2015, 3:48 am
Also see these articles from Reuters and the WSJ… ISS’ Compensation Policies: 104 New FAQs Yesterday, ISS posted 104 new FAQs – over 43 pages – on its US compensation policies, covering all sorts of topics… Trouble in SEC Commissioner Paradise Continues: Lost Comment Letter Triggers Dissent This WSJ article by Andrew Ackerman describes a situation that will not help the already-soured relationships among some of the SEC Commissioners (also see this… [read post]
22 Dec 2014, 1:00 pm
Dynkowski, Ackerman Ackerman & Dynkowski P.C., Cleveland; Thomas L. [read post]
