Search for: "Asset Backed Securities Corporation" Results 41 - 60 of 2,449
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14 Dec 2010, 5:35 pm by Jonathan Alper
He had signed a promissory note to his former partner and they had a security agreement pledging the stock in his corporation as collateral. [read post]
16 Jan 2012, 11:15 am by nedaj
Steve’s practice today focuses mostly on investment management issues faced by the law firm’s clients, where ERISA and related securities, corporate, or banking laws intersect with regard to the creation and delivery of financial products and services. [read post]
2 Jan 2013, 6:00 am by Doug Cornelius
When the SEC announced an asset freeze against Western Financial Planning Corporation and its principal Louis Schooler, I was a bit troubled by the structure of the investments in question. [read post]
17 Mar 2020, 5:29 am by Cari Rincker
Additionally, limited liability can be lost by failure to properly separate personal assets from business assets. [read post]
14 Nov 2011, 12:38 am by Kevin LaCroix
  Many D&O insurance policies orient the definition of the term Securities Claim around allegations involving the securities of the insured corporate entity. [read post]
26 Jan 2012, 12:40 am
  A few of the areas the SEC intends to address first are rules affecting asset-backed securities, corporate governance & disclosure and oversight of investment advisers & broker-dealers. [read post]
24 Feb 2021, 2:55 am by Kevin Kaufman
The TCJA introduced full expensing for investment in short-lived assets through 2022, with this investment incentive phasing down completely by 2027, and repealed the corporate alternative minimum tax (AMT). [read post]
31 Aug 2012, 5:00 am by Michael Burleigh
  Golden Key and Mainsail were SIV-Lites, a type of structured investment vehicle that borrowed money by issuing promissory notes in order to purchase asset-backed securities, which in this case were mortgage-backed securities. [read post]
26 May 2009, 2:42 am
At the beginning of the class period in January 2007, the majority of MoneyGram’s $5.85 billion portfolio was held in asset-backed securities, mortgage-backed securities and collateralized debt obligations, backed in part by residential mortgages. [read post]
24 Jan 2011, 12:03 am by Kevin LaCroix
As a result of the First Circuit’s January 20, 2011 opinion, the plaintiffs in the Nomura Asset Acceptance Corporation mortgage-backed securities lawsuit have managed to revive a slender portion of their case, albeit on a rather precarious basis. [read post]
26 Oct 2020, 12:36 pm by Silver Law Group
Silver Law Group also serves as counsel to corporate monitors and securities receivers. [read post]
17 Aug 2010, 11:50 am
 Upon such filing, prior periodic reports and Form 8-Ks filed prior the beginning of the issuer’s fiscal year then in progress will no longer be incorporated by reference.[4]   The SEC issued a no-action letter to Ford Motor Credit Company on July 22, 2010 stating that it would not recommend enforcement action against an issuer that omitted credit ratings disclosure otherwise required in a prospectus that is part of a registration statement relating to an offering of… [read post]
26 May 2022, 12:09 pm by Scott R. Anderson, Chimène Keitner
Substantial assets also belong to other Russian government agencies, state-owned enterprises, and private corporations and individuals that have been sanctioned as a result of Russia’s actions. [read post]
15 Apr 2008, 6:50 am
To this day, auction-rate securities investors find themselves owning frozen assets. [read post]
25 Jul 2017, 10:32 pm by Hedge Fund Lawyer
 The bulletin also alerts investors to the issues with getting money back in the event of a scam (tracing issues, international scope of digital assets, the fact there is no central regulator and there is no ability for the SEC to freeze digital assets) and describes the normal things to be careful of that are common in many scams. [read post]
In a flurry of regulatory actions on October 21 and 22, 2014, the Federal Deposit Insurance Corporation (the “FDIC”), the Office of the Comptroller of the Currency, the Federal Reserve Board, the Securities and Exchange Commission, the Federal Housing Finance Agency (the “FHFA”), and the Department of Housing and Urban Development (collectively, the “Joint Regulators”) each adopted a final rule (the “Final Rule”) implementing the… [read post]
8 Jul 2013, 5:00 am by Doug Cornelius
Back in September, the SEC announced an asset freeze against Western Financial Planning Corporation and its principal Louis Schooler for a $50 million real estate fraud. that caught my eye because the SEC has little jurisdiction over real estate. [read post]
13 Mar 2014, 12:57 pm by Editorial Board
On March 6, Moody’s released its updated methodology for rating CDOs backed by structured finance assets. [read post]