Search for: "Bank of America, BAC, Corp."
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17 Oct 2007, 8:33 pm
Nouriel cites a post from The Institutional Risk Analyst that further discusses the Fed's letter to Bank of America Corp. in August that granted BAC the exemption from Reg W. [read post]
9 Feb 2010, 5:32 am
Feedback: SEC's Settlement with BofA Below is some feedback on my recent blog regarding the SEC's settlement with Bank of America from Brink Dickerson of Troutman Sanders: Interesting settlement between BOA and the SEC, but I think that it reflects some worrisome practices by the SEC: - The concept of "effectiveness," which is the standard that the SEC proposes for the auditor attestation report, is not directly applicable to disclosure controls. [read post]
3 Aug 2014, 11:34 am
Laboratory Corp. of America11th Circuit Docket: 13-10425 Opinion Date: July 29, 2014Judge: Per curiamPlaintiff and her husband filed suit against LabCorp, alleging that its cytotechnicians were negligent in failing to identify abnormalities in plaintiff's Pap smears and that this negligence caused a delay in her cancer diagnosis. [read post]
29 Nov 2011, 8:14 am
(JPM), Bank of America Corp. [read post]
11 Jul 2011, 7:43 am
This year’s top-five were rounded out by Barclays (BCS), FMR (also known as Fidelity), Bank of America (BAC), and JP Morgan Chase (JPM); also in the top 10: Morgan Stanley (MS), Credit Suisse (CS), and of course, Goldman Sachs (GS). [read post]
28 Sep 2011, 6:03 am
And some houses need to be un-built, as revealed in this Bloomberg News article on the sad fate of excess houses in cities with level or declining population: Cleveland City Councilman Tony Brancatelli with one of Cleveland’s 10,000 abandoned homes BofA Donates Then Demolishes Houses to Cut Glut of Foreclosures Bank of America Corp. [read post]
7 Jul 2010, 11:07 am
Shaw for Amici Curiae Bank of America and BAC Home Loans Servicingon behalf of Real Parties in Interest.Wright, Finlay & Zak, Thomas Robert Finlay and Jennifer A. [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
15 Nov 2023, 6:26 am
Citadel paid a $7 million civil penalty to resolve the charges and consented to a set of undertakings, including a written certification that the coding error had been remediated and a review of the firm’s computer programming and coding logic involved in processing relevant transactions; and The SEC charged Merrill Lynch and its parent company, BAC North America Holding Co., with failing to file hundreds of Suspicious Activity Reports from 2009 to late 2019. [read post]
