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12 Jul 2016, 3:43 am
Form S-4 – New CDI 125.13 – Securities Act Sections: Section 111. [read post]
20 Oct 2016, 2:34 pm
Schmidt Illustration by Tyler Letkeman As reported by Broc Romanek in his recent blog post, the SEC recently posted five new CDIs related to the CEO pay ratio rules contained in Item 402(u) of Regulation S-K. [read post]
2 Nov 2015, 5:17 am
” The focus of the new CDIs is unbundling of […] [read post]
15 Jul 2016, 4:48 am
Yesterday, Corp Fin issued a CDI – CDI 103.11 of the Regulation 13D-G CDIs – to clarify that just because someone is disqualified (due to efforts to influence management) from relying on HSR’s “passive investment” exemption doesn’t necessarily preclude that shareholder from being eligible to file a short-form Schedule 13G rather than the longer Schedule 13D. [read post]
14 Nov 2013, 3:51 am
There are two new CDIs in Section 138 and nine new CDIs in Section 260 of the Securities Act Rules CDIs. [read post]
21 Nov 2023, 4:05 am
Well, come sit by the fire my friends and let your intrepid blogger tell you a little story about the birth of the CDIs. [read post]
2 Jun 2009, 3:43 am
Information about these companies would be easily obtainable, if not already known, by relevant actors in the local oil field service and equipment industry," Judge Melloy said.The appeals court also shot down CDI's claim that it had expended considerable resources training the defendants, noting that CDI initially hired them to form the North Dakota office because of their expertise in the industry, according to the opinion.The district court ruled that CDI… [read post]
26 Jul 2010, 4:27 am
Corp Fin Issues a New "Accredited Investor" CDI On Friday, Corp Fin issued a new CDI 179.01 (as well as an identical CDI 255.47) regarding the situation where mortgage indebtedness may exceed the value of a primary residence (you may recall that the withdrawn CDI on Thursday also related to accredited investors due to a conflict with Section 413(a) of Dodd-Frank). [read post]
28 Jun 2016, 3:20 am
As noted in this Cooley blog, Corp Fin issued 7 new CDIs last week on Rule 701 issues – primarily in the M&A context… [read post]
10 Jan 2014, 7:39 am
Analysis: Corp Fin's New "Section 13(d) Groups" CDI From Skadden's Josh LaGrange & Brian Breheny, here's some analysis of the new Rule 13d-3 CDI that Corp Fin put out last week: The new Compliance & Disclosure Interpretation reverses a widely-held presumption of practitioners concerning Section 13(d) beneficial ownership of issuer equity securities by members of a group, and offers additional insight into the staff's view of the scope of Section 13(d) beneficial… [read post]
11 Jul 2011, 3:43 am
The new CDIs are: - Section 107. [read post]
28 Aug 2023, 3:20 am
The text of each new CDI is set forth below. [read post]
18 Jan 2010, 5:31 am
At the same time, the SEC also deleted new CDI 105.4. [read post]
2 Jul 2014, 5:30 am
CDI detectives and United States Postal Service Office of Inspector General Special Agents conducted a joint investigation that led to Buckner’s arrest. [read post]
5 May 2017, 3:00 am
It’s been almost a full year since Corp Fin dropped its updated CDIs on the use of non-GAAP information – and this Sullivan & Cromwell memo reports on nearly 300 Staff comment letters issued since that time. [read post]
7 Feb 2019, 3:00 am
Yesterday, Corp Fin issued two identical “Regulation S-K” CDIs – 116.11 and 133.13 – to clarify what disclosure of self-identified director diversity characteristics is required under Item 401 and, with respect to director nominees, under Item 407. [read post]
14 Dec 2023, 3:30 am
inline [December 12, 2023] I’m sure you saw a reference to DOJ guidance on delay of Item 1.05 disclosure in that last CDI. [read post]
22 Sep 2020, 3:05 am
Yesterday afternoon, Corp Fin issued a new “Securities Act Forms” CDI #115.18 to address the Form S-3 eligibility of companies that go public via merger into a SPAC. [read post]
20 Mar 2023, 3:00 am
On Friday, Corp Fin finished its long-awaited build-out of the Tender Offer Rules & Schedules CDIs by issuing 34 CDIs addressing a wide range of interpretive issues. [read post]
15 Mar 2010, 4:11 am
On Friday, these three new CDIs were issued: - New Question 119.25 - New Question 119.26 - New Question 133.12 In his "Proxy Disclosure Blog," Mark Borges provides some commentary on these new CDIs. [read post]
