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11 Mar 2024, 3:22 pm
“The DOJ has miles to go in establishing a whistleblower program that’s on par with programs at the Securities and Exchange Commission and the Commodity Futures Trading Commission,” writes Stephen M. [read post]
11 Mar 2024, 8:37 am
Now the Department plans to expand its use of that authority to fill gaps in the whistleblower programs operated by other agencies — including the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Internal Revenue Service, and the Treasury Department’s Financial Crimes Enforcement Network. [read post]
8 Mar 2024, 1:37 pm
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, IRS and FinCEN — Monaco explained they are only “a patchwork quilt that doesn’t cover the whole bed” of corporate and financial misconduct. [read post]
8 Mar 2024, 10:44 am
Building upon the undeniable successes of the Securities and Exchange Commission (“SEC”) whistleblower program and the Commodity Futures Trading Commission (“CFTC”) whistleblower program, which have, respectively, helped recover over $6 billion and $3 billion in monetary sanctions, the Department of Justice (“DOJ”) announced on March 7, 2024, a new whistleblower […] The post DOJ Announces Corporate Whistleblower… [read post]
7 Mar 2024, 9:05 pm
” Much of the academic writing in this area has focused on whether cryptoassets are securities, commodities, currencies, or something else. [read post]
7 Mar 2024, 3:20 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC),” said Stephen M. [read post]
6 Mar 2024, 6:33 am
As the European Union Trade Commission notes, “In politically unstable areas, armed groups often use forced labour to mine minerals. [read post]
5 Mar 2024, 9:05 pm
But under these proposals, secondary market trading in cryptoassets could be regulated by the Commodity Futures Trading Commission, by an industry self-regulatory body, by cryptoexchanges acting as self-regulators, or by a combination thereof. [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
28 Feb 2024, 10:00 pm
On February 8, the US Securities and Exchange Commission (SEC) and the US Commodity Futures Trading Commission (CFTC and, together with the SEC, the Commissions) voted to adopt amendments to Form PF that will impact the required reporting for SEC-registered investment advisers that file on Form PF (Form PF Amendments). [read post]
23 Feb 2024, 9:05 pm
The Federal Trade Commission (FTC) should adapt the existing regulatory regime used for tobacco advertising into a federal framework for sports gambling, suggests practitioner Cole Eisenshtadt in an article for the Administrative Law Review. [read post]
22 Feb 2024, 11:52 am
On February 15, The Commodity Futures Trading Commission Chairman announced that Brian Young has been selected as… The post New Sheriff in Town: Brian Young Announced as the New Director of the CFTC’s Whistleblower Office appeared first on TZ Legal - Fraud Fighters. [read post]
16 Feb 2024, 3:11 pm
Yesterday (February 15), the Commodity Futures Trading Commission (CFTC) named Brian Young as the new director of the CFTC’s Whistleblower Office. [read post]
16 Feb 2024, 10:51 am
On February 15, the Commodity Futures Trading Commission (CFTC) announced that Brian Young has been named as the new director of the CFTC Whistleblower Office. [read post]
16 Feb 2024, 7:04 am
The Commodity Futures Trading Commission’s Whistleblower Office has a new director, Brian Young. [read post]
13 Feb 2024, 1:02 pm
With Valentine’s Day upon us, the Commodity Futures Trading Commission (CFTC) last week (February 8) issued an Advisory Alert warning for those seeking romance to tread carefully on dating apps and social media. [read post]
