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5 Dec 2022, 8:26 am
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement on Friday to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of Global Net Lease Inc. [read post]
30 Jan 2019, 6:50 am
Aegon USA Investment Management, operating through Transamerica Asset Management, Transamerica Capital, Inc. and Transamerica Financial Advisors, discovered the model’s inconsistencies, but didn’t notify anyone when they stopped using it. [read post]
26 Jul 2018, 11:41 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jennifer Ling (Ling), formerly associated with Axiom Capital Management, Inc. [read post]
5 Aug 2019, 7:56 am
Press Announcement Guidehouse, a portfolio company of Veritas Capital (“Veritas”) and leading provider of management consulting services to government clients, today [August 2, 2019] announced it entered into a definitive agreement to acquire Navigant Consulting, Inc. [read post]
28 May 2020, 8:02 am
GPB Capital Holdings, Inc. has reportedly raised $1.5 billion in investor equity through various private placement offerings in the automotive retail and waste management sectors. [read post]
22 Aug 2019, 6:56 am
Frost, through his investment management firm, managed five venture capital funds that raised about $63 million. [read post]
12 Apr 2022, 7:30 am
The company raised capital through a private offering in 2017, and its stock became effective in 2018, but ceased offering shares in March 2020, due to the COVID-19 pandemic. [read post]
21 Mar 2022, 11:09 am
If you are concerned about investments with Geneos Wealth Management Inc., the securities attorneys at The White Law Group may be able to help you. [read post]
3 Jul 2012, 11:16 am
The claims were brought by two entities that had entered into contractual relationships to serve as independent sales representatives on behalf of Sun Capital portfolio company ACT Electronics, Inc. [read post]
14 Dec 2009, 12:55 pm
Chad is a managing director for Boenning & Scattergood, Inc. and Lee is a portfolio manager for 1914 Advisors, a division of Boenning & Scattergood. [read post]
29 Aug 2018, 8:32 am
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
27 Aug 2018, 5:00 pm
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
11 Jan 2023, 11:01 am
In 2013, GPB Automotive Portfolio, LP (GP Automotive) was formed to acquire and operate automotive dealerships. [read post]
15 Nov 2010, 3:00 am
("Eldan") and 20% by defendant Ocelot Capital Management, LLC ("OCM"). [read post]
6 Mar 2012, 8:33 am
The money invested in the annuity is invested in “subaccounts” and the remaining income payments vary depending on the performance of the managed portfolio. [read post]
6 Mar 2012, 8:33 am
The money invested in the annuity is invested in “subaccounts” and the remaining income payments vary depending on the performance of the managed portfolio. [read post]
15 Dec 2021, 6:04 am
On July 26, 2021, Steadfast Apartment REIT, Inc. and Independence Realty Trust, Inc. [read post]
25 Sep 2023, 9:03 am
Carey (NYSE:WPC) shares took a hit on September 21st after management announced that the company will be ditching its entire office portfolio. [read post]
15 Feb 2020, 7:00 am
BlackRock Inc. [read post]
5 Feb 2024, 2:05 pm
(CRD# 110377) and First Heartland Capital, Inc. [read post]
