Search for: "CitiGroup Global Markets Limited"
Results 41 - 60
of 158
Sorted by Relevance
|
Sort by Date
28 Nov 2011, 1:35 pm
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.An application of judicial power that does not rest on facts is inherently dangerous, emphasized the court, adding that the injunctive power of the judiciary is not a free roving remedy to be invoked at the whim of a regulatory agency, even with the consent of the regulated. [read post]
23 Nov 2011, 9:16 pm
Finra Fines Wells Investment Securities For Alleged Misleading Marketing Materials, The Wall Street Journal, November 22, 2011 Public Non-Traded REITs—Perform a Careful Review Before Investing, FINRA More Blog Posts: Chase Investment Services Corporation Ordered by FINRA to Pay Back $1.9M for Unsuitable Sales of Floating-Rate Loan Funds and UITs, Institutional Investor Securities Blog, November 19, 2011 Morgan Stanley Faces $1M FINRA Fine for Excessive Markups and Markdowns on… [read post]
17 Mar 2008, 7:00 am
The value of global carbon markets grew by 80 percent from 2006 to 2007, reaching $60 billion in 2007, according to consulting group Point Carbon. [read post]
4 Dec 2014, 10:09 am
Citigroup Global Markets Inc., 827 F. [read post]
19 Dec 2011, 8:33 am
Citigroup Global Markets, Inc., SD NY, 11 Civ. 7387, Nov. 28, 2011.The SEC's long-standing policy of allowing defendants to enter into consent judgments without admitting or denying the underlying allegations deprived the court of even the most minimal assurance that the substantial injunctive relief it is being asked to impose has any basis in fact.The SEC took the position that, because the financial institution did not expressly deny the allegations, the court, and… [read post]
2 Dec 2011, 2:00 am
Citigroup Global Markets matter, news of Facebook’s potential IPO, and the U.S. [read post]
19 May 2017, 8:27 am
Bennett worked with five firms between 1987 and 2015: Wheat First Securities, Inc., in Charlotte, North Carolina; Legg Mason Wood Walker, Incorporated, in Baltimore, Maryland; Citigroup Global Markets Inc. in New York, New York; Royal Alliance Associates, Inc., in Washington, D.C.,; and Western International Securities, Inc., in Washington, D.C. [read post]
3 Oct 2008, 6:33 pm
Page Perry's Market Monitor is published periodically to give investors an overview of certain recent developments impacting the economy and/or the investment markets. [read post]
17 Mar 2009, 6:00 pm
District Court for the Southern District of Texas vacated the award, (Citigroup Global Markets, Inc. [read post]
6 Apr 2018, 11:33 am
What followed was a wave of investment fraud cases against firms like Merrill Lynch, Morgan Stanley and Citigroup, whose research analysts hyped companies with limited revenues and earnings into a bubble, only to see it pop. [read post]
19 Nov 2009, 12:13 pm
Mattel, Inc. 128 S.Ct. 1396 (2008) and the Fifth Circuit ruling in Citigroup Global Markets, Inc. v. [read post]
10 Oct 2008, 2:11 pm
Late in the week, Citigroup withdrew its effort to acquire Wachovia. [read post]
19 Apr 2009, 10:13 am
• Citigroup reported first quarter results that exceeded expectations. [read post]
26 Jul 2012, 7:09 am
So, then the market crashed and we had the Great Depression and people starved to death and it was like in that movie, “The Grapes of Wrath,” starring Henry Don’t-Call-Me-Hank Fonda. [read post]
26 Jul 2012, 7:09 am
And then John Corzine comes on the screen and he’s wearing a shirt that says “Global Regulator”… and HE vouches for how safe JPMorgan Chase really is… I know it seems insane… So, then Corzine turns around and looks at the camera, and we can see the words “MF” right before “Global Regulator,” and he puts his finger to his lips, winks, and goes: “Shhhhh. [read post]
15 Jan 2014, 12:11 am
It is a global and decentralized market. [read post]
23 Feb 2012, 10:53 am
As part of the global settlement, Loretta E. [read post]
15 Jul 2009, 8:57 am
In Citigroup Global Markets, Inc. v. [read post]
9 Oct 2012, 3:53 pm
(C) and affiliate Citigroup Global Markets Ltd. consented to pay $525K to settle allegations that on the Chicago Board of Trade they went beyond the speculative position limits in wheat futures contracts. [read post]
13 Jan 2020, 12:04 pm
The Chief Marketing Officer (CMO) Council, a global network of senior marketing executives, selected Carnival Corporation as one of the “Bruised, Battered and Embattled Brands” in 2019. [read post]
