Search for: "Credit Suisse Securities LLC"
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20 Nov 2012, 7:12 am
Morgan Securities LLC and Credit Suisse Securities (USA) with misleading investors in offerings of residential mortgage-backed securities. [read post]
12 Jun 2010, 8:03 am
“The problems with the auction rate securities are by no means limited to Credit Suisse,” says Craig T. [read post]
30 Oct 2009, 2:57 pm
Roche's Credit Suisse relationship managers were Julian Tzolov and Eric Butler, who are now serving federal prison sentences for securities fraud in connection with auction rate securities. [read post]
5 Apr 2010, 6:46 pm
" Credit Suisse Ordered to Pay STMicroelectronics Award, BusinessWeek/Bloomberg, March 24, 2010 STMicroelectronics Sues Credit Suisse Over Securities, NY Times, August 7, 2008 FINRA Awards STMicroelectronics $406 Million Against Credit Suisse Securities (USA) LLC, STMicroelectronics, February 16, 2009 [read post]
29 Jul 2009, 10:18 pm
Credit Suisse Securities (USA) LLC v. [read post]
2 Aug 2009, 9:18 am
Credit Suisse Securities (USA) LLC v. [read post]
25 Jan 2016, 2:17 am
On January 31, 2015, the Securities and Exchange Commission ("SEC") announced that it had entered into settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC concerning those firms' alleged operations of alternative trading systems, so-called "Dark Pools. [read post]
20 Oct 2015, 2:34 pm
Those reps should retain securities counsels to review their employment documentations and negotiate any new deal.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
21 Feb 2014, 7:55 am
Gana LLP, a full-service nationally recognized securities litigation firm, is investigating Credit Suisse Securities (USA) LLC for underwriting and VLS Securities, LLC (VLS) for marketing the VelocityShares Daily 2x VIX Short Term Exchange Traded Notes (TVIX). [read post]
20 Jul 2018, 1:23 pm
Laver v Credit Suisse Securities (USA), LLC. [read post]
20 Jul 2018, 1:23 pm
Laver v Credit Suisse Securities (USA), LLC. [read post]
27 Mar 2007, 12:32 pm
See the transcript of the oral argument this morning in Credit Suisse First Boston (USA), LLC v. [read post]
25 Feb 2008, 4:12 pm
Former Credit Suisse Securities USA LLC investment banker Hafiz Naseem says he will appeal his conviction for insider trading charges, which include 1 count of conspiracy and 28 counts of securities fraud involving stolen nonpublic data allegedly used for insider trading that generated at least $7.5 million. [read post]
16 Feb 2009, 2:01 am
Credit Suisse basically has to buy back the company’s securities at face value. [read post]
17 Jul 2020, 3:50 pm
Credit Suisse Securities (USA) LLC, Index No. 652771/2019 (N.Y. [read post]
25 Nov 2015, 8:24 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Sep 2019, 1:06 am
In the Matter of the Arbitration Between Credit Suisse Securities (USA) LLC, Claimant, v. [read post]
7 Apr 2020, 9:27 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
15 Sep 2020, 9:19 am
Credit Suisse Securities (USA), LLC, Defendant/Appellee (Opinion, 9Cir)... [read post]
18 Jun 2007, 6:57 pm
Supreme Court decision, Credit Suisse Securities (USA) LLC, et al. v. [read post]
