Search for: "D. A. Barney"
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9 Nov 2017, 9:16 am
Danish makeup artist KKW sells and distributes her products with a stylized KW brand or with her full name through fancy retailers such as Barney’s. [read post]
20 Oct 2017, 3:35 am
But I’d go beyond that and try to accommodate employees’ needs and personalities (within reasonable limits) even when it isn’t legally required. [read post]
12 May 2017, 6:00 am
Cruz Barney, Óscar. [read post]
16 Mar 2017, 9:30 pm
” Senators Dick Durbin (D-Ill.), Patty Murray (D-Wash.), and Elizabeth Warren (D-Mass.) led a group of U.S. [read post]
9 Feb 2017, 8:51 am
Barney Frank (D-MA), the “Frank” in “Dodd-Frank,” remarked in an interview with Politico that the EO “has no specifics. [read post]
6 Feb 2017, 9:30 pm
When asked about the boycott, Senator Sherrod Brown (D-Ohio) stated that the committee Democrats had “great concern” about voting for a nominee that “out-and-out lied to our committee. [read post]
31 Oct 2016, 9:30 pm
Also expressing dissatisfaction with current financial regulators, Senator Mark Warner (D-Va.), a member of the Senate Committee on Banking, Housing, and Urban Affairs, spoke about the Congressional agenda for financial regulation. [read post]
1 Sep 2016, 7:56 am
The client’s Ponzi scheme then collapsed when he bounced several checks.Individuals Barred or SuspendedNathan D. [read post]
2 Jul 2016, 10:20 am
” This was not, Kagan wrote in her own separate dissent, a “Barney Fife-type mishap. [read post]
2 Jul 2016, 10:20 am
” This was not, Kagan wrote in her own separate dissent, a “Barney Fife-type mishap. [read post]
16 Jun 2016, 2:48 pm
BACKGROUND Last week the SEC issued a settled administrative order finding that Morgan Stanley Smith Barney (now rebranded as Morgan Stanley Wealth Management) failed to adopt written policies and procedures reasonably designed to protect customer data. [read post]
9 Jun 2016, 3:28 pm
In a June 8, 2016 press release (here), the agency announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
3 Jun 2016, 7:16 am
If you've never had brunch at Barney Greengrass can you understand Paul Simon? [read post]
11 May 2016, 9:26 am
The SEC’s continuing investigation is being conducted by Tejal D. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
10 Nov 2015, 2:18 pm
Main Street, a radio show hosted by the firm’s managing partner D. [read post]
15 Oct 2015, 7:15 am
Congressman Barney Frank introduced an amendment to remove the exemption for broker-dealers, but his proposed amendment retained the same exemption for sales to qualified purchasers as defined by the Commission, the group asserted. [read post]
3 Sep 2015, 10:58 pm
” This week is a good reminder that brand owners have a lot to be concerned about what goes on with their brands in third party vendor booths, and they’d do well to deputize some brand marshals and sheriffs (not Barney Fife) to keep a look out for unauthorized trademark uses. [read post]
24 Aug 2015, 7:16 am
FINRA alleged that in 2009, King and his partner referred to by the initials “AP”, formed PKG, a d/b/a branch office located in Florida registered through Morgan Stanley and then Wells Fargo. [read post]
19 Aug 2015, 3:45 am
He’d write 100 citations. [read post]
