Search for: "Financial Asset Management Systems"
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9 Feb 2009, 8:37 am
This system would not equire Treasury officials to place any value outside a market context on troubled assets. [read post]
1 Mar 2024, 8:52 am
To support innovation, the FCA states it will continue to support the Asset Management Taskforce to identify and harness potential innovative new technologies for the UK asset management industry. [read post]
26 Oct 2017, 7:33 pm
In the report, Treasury identifies numerous ways to improve the regulatory framework for asset managers and insurance companies, and the products and services they offer…” See also Treasury Reports – Summary of Recommendations for Regulatory Reform and A Financial System That Creates Economic Opportunities [read post]
9 Mar 2022, 9:03 am
Continued United States leadership in the global financial system will sustain United States financial power and promote United States economic interests. [read post]
26 Jul 2016, 6:40 pm
And crucially, if you have minor children, you'll want to designate guardians to manage both their personal care and their financial assets.What happens if I die without a will? [read post]
30 Mar 2008, 2:04 am
The Reserve Bank's March 2008 Financial Stability Review gives an overview of the global financial environment and Australia's financial system concluding with a discussion of crisis management arrangements, ADIs' liquidity management policies and proposed regulation of mortgage brokers. [read post]
1 Oct 2021, 2:05 am
By connecting your employees with these experts, you set them up for greater success in managing their own assets. [read post]
28 Jun 2017, 12:00 pm
The broad scope of all these sanctions—which could apply to overseas organizations subject to U.S. jurisdiction—could have a crippling effect on a target that depends on the world financial system. [read post]
10 Nov 2013, 11:45 am
The current U.K. asset management regulatory regime is neither sufficiently transparent nor accountable, noted Martin Wheatley, Chief Executive of the Financial Conduct Authority. [read post]
25 Sep 2008, 4:26 am
While the Australian financial system has not been completely insulated from developments abroad, it is weathering the current difficulties much better than many other financial systems. [read post]
19 Dec 2023, 8:50 am
Regularly updating software and operating systems helps highlight security vulnerabilities. [read post]
28 Sep 2020, 1:21 pm
These individuals often seek attorneys who can help manage and protect their digital assets and help them navigate the legal framework controlling these assets. [read post]
2 Oct 2017, 7:13 am
In addition, the FCA expects forms to make sure their systems and controls are deterring market abuse; and (ii) legal entites that want tot rade under MiFID II will need a legal entity identifier; the FCA will provide support to asset managers – where it can – to resolve significant MiFID II business planning issues. [read post]
9 Mar 2007, 5:48 am
A critical issue identified is the need to integrate the new employees and company or asset (plant, facility, etc.) into the EHS management system and integrity system of the acquiring company. [read post]
29 Nov 2018, 6:22 am
Similar shifts appear to be occurring in other asset-management sectors and around the world, and passively managed funds hold a rising share of total financial assets. [read post]
23 Apr 2015, 8:12 pm
Finally, the report finds that the asset management industry needs to strengthen its oversight framework to address financial stability risks from incentive problems between end-investors and portfolio managers and the risk of runs due to liquidity mismatches. [read post]
11 Dec 2015, 2:23 pm
The Financial Industry Regulatory Authority (FINRA) has accused Comprehensive Asset Management and Servicing Inc (CAMS) of failing to meet its supervisory obligations in a numerous areas, including variable annuities. [read post]
20 Sep 2018, 2:27 pm
Most recently, she was affiliated with broker-dealer Comprehensive Asset Management and Servicing, Inc. [read post]
17 Jul 2023, 9:02 am
Recommendation 8: Addressing financial stability risks arising from interconnections and interdependencies – Authorities should identify and monitor the relevant interconnections, both within the crypto-asset ecosystem, as well as between the crypto-asset ecosystem and the wider financial system. [read post]
2 Nov 2018, 9:49 am
Misrepresentations regarding the financial health of the organization. [read post]
