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In this episode of Regulation Tomorrow Plus, Matthew Gregory and Simon Lovegrove cover some of the key points in the FCA’s recent consultation for a new core investment advice regime. [read post]
15 Dec 2022, 8:04 am by Jim Sedor
National/Federal Advocates Seek Federal Investigation of Multistate Effort to Copy Voting Software MSN – Emma Brown, Aaron Davis, and Jon Swaine (Washington Post) | Published: 12/12/2022 An effort by supporters of former President Trump to copy sensitive voting software in multiple states after the 2020 election deserves attention from the federal government, including a criminal investigation and assessment of the risk posed to election security, according to election-security… [read post]
In this episode, following the FCA’s interim 31st October deadline, Jonathan Herbst, Matthew Gregory, Joe Bamford and Iain Hawthorn focus on where firm’s should be now, and the key things they need to consider in taking forward their implementation plans for the new Consumer Duty. [read post]
7 Oct 2022, 4:00 am by Jim Sedor
National/Federal DataVault Requests US Election Agency’s Advice to Send NFTs as a Campaign Fundraising Incentive Cointelegraph – Turner Wright | Published: 10/4/2022 The legal team behind nonfungible token (NFT) firm DataVault Holdings requested an advisory opinion from the FEC on using NFTs for campaign fundraising efforts. [read post]
23 Sep 2022, 4:00 am by Jim Sedor
National/Federal A Landmark Supreme Court Fight Over Social Media Now Looks Likely MSN – Robert Barnes and Ann Marimow (Washington Post) | Published: 9/19/2022 Conflicting lower court rulings about removing controversial material from social media platforms point toward a landmark U.S. [read post]
19 Sep 2022, 4:25 am by Peter J. Sluka
  XRI’s other co-founder is Matthew Gabriel, a former structured finance attorney. [read post]
19 Sep 2022, 4:00 am by Jim Sedor
Elections Georgia: “Georgia 2020 Election Inquiry May Lead to Prison Sentences, Prosecutor Says” by Matthew Brown and Tom Hamburger (Washington Post) for MSN New Hampshire: “New Hampshire GOP Senate Nominee Abruptly Backs Off False 2020 Election Claims” by Gregory Krieg and Dan Merica (CNN) for MSN Ethics National: “Justice Dept. [read post]
In our latest podcast on the Financial Services and Markets Bill, Matthew Gregory and Hannah Meakin take a closer look at the Bill’s provisions on financial promotion (Apple podcasts / Spotify). [read post]
22 Jul 2022, 4:00 am by Jim Sedor
National/Federal Bipartisan Group Seeks to Limit Who Federal Agencies Can Contract With Government Executive – Eric Katz | Published: 7/14/2022 A bipartisan group of senators is looking to set new limitations on the entities with which federal agencies can contract, introducing legislation to ban the government from doing business with companies that work with certain other nations. [read post]
15 Jul 2022, 6:29 am
Investment Advisers Act Posted by Whitney Chatterjee, Don Crawshaw, and Eric Diamond, Sullivan & Cromwell LLP, on Wednesday, July 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment Advisers Act, SEC, Securities regulation Board Diversity Action Expands to Courtrooms, Regulators, and Investors Posted by Matthew Fust, on Wednesday, July 13, 2022 Tags: Board composition, Boards of… [read post]
15 Jul 2022, 6:29 am
Investment Advisers Act Posted by Whitney Chatterjee, Don Crawshaw, and Eric Diamond, Sullivan & Cromwell LLP, on Wednesday, July 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment Advisers Act, SEC, Securities regulation Board Diversity Action Expands to Courtrooms, Regulators, and Investors Posted by Matthew Fust, on Wednesday, July 13, 2022 Tags: Board composition, Boards of… [read post]
6 Jul 2022, 6:56 pm
  The Woke State and Publicly Managed Social Collectives: China Leads the Way ; Larry Catá Backer (Access here)__________ The Self-Reflexive Imaginaries of Law: Essays on Contemporary Legalization in an Age of Algorithmic Law and Platform Governance      CPE Volume 16(2) (Larry Catá Backer[1]and Matthew McQuilla[2]for the Coalition for Peace & Ethics)     We could say. . . that there is a kind of juridico-disciplinary pincers… [read post]
In this episode, Of Counsel, Matthew Gregory shares his insights into HM Treasury’s recent response document bringing buy now pay later businesses within scope of regulation from the Financial Conduct Authority. [read post]