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14 May 2024, 12:17 pm by jeffreynewmanadmin
The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and its founder, Christopher Conover, for breaching their fiduciary duties by failing to disclose conflicts of interest and making misleading statements to their clients. [read post]
13 May 2024, 8:51 am by jeffreynewmanadmin
The SEC alleges that Poerio frequently asked the employee for updates on the company’s performance, and, at times, the employee responded with statements to the effect that the company was “doing very well,” coupled with requests that Poerio not trade in Dick’s securities. [read post]
13 May 2024, 8:50 am by jeffreynewmanadmin
The SEC alleges that Poerio frequently asked the employee for updates on the company’s performance, and, at times, the employee responded with statements to the effect that the company was “doing very well,” coupled with requests that Poerio not trade in Dick’s securities. [read post]
13 May 2024, 8:45 am by jeffreynewmanadmin
The SEC alleges that Poerio frequently asked the employee for updates on the company’s performance, and, at times, the employee responded with statements to the effect that the company was “doing very well,” coupled with requests that Poerio not trade in Dick’s securities. [read post]
13 May 2024, 8:41 am by jeffreynewmanadmin
The SEC alleges that Poerio frequently asked the employee for updates on the company’s performance, and, at times, the employee responded with statements to the effect that the company was “doing very well,” coupled with requests that Poerio not trade in Dick’s securities. [read post]
13 May 2024, 6:07 am by Dennis Crouch
But, the copyright holder can get more time by showing that it (reasonably) did not learn of the infringement until later. [read post]
10 May 2024, 5:37 pm by Anthony Zaller
Spectrum Security Services, Inc. represents a significant win for employers across the state, providing much-needed clarity on wage statement requirements and the categorization of premium pay for missed breaks. [read post]
10 May 2024, 9:00 am by Public Employment Law Press
During this time, DEC completed its independent review and issued two separate permits authorizing the use of ProcellaCOR in both bays, subject to approval by the APA.By the close of the public comment period, the APA timely received a total of 318 submissions relating to the permit applications, with 22 in support of the herbicide proposal and 296 letters in opposition. [read post]
10 May 2024, 9:00 am by Public Employment Law Press
During this time, DEC completed its independent review and issued two separate permits authorizing the use of ProcellaCOR in both bays, subject to approval by the APA.By the close of the public comment period, the APA timely received a total of 318 submissions relating to the permit applications, with 22 in support of the herbicide proposal and 296 letters in opposition. [read post]
10 May 2024, 6:00 am by Michelle
The major companies that provide these so called “pay in four” products, such as Affirm Holdings Inc., Klarna Bank AB and Block Inc. [read post]
9 May 2024, 2:00 pm by Joanna Herzik
The scammer said he spoke to the attorney several times the day before (November 27). [read post]
8 May 2024, 7:20 pm by The White Law Group
This is not the first time Oppenheimer has faced scrutiny from FINRA, as they were ordered to pay $14 million to victims of a Ponzi scheme the previous year. [read post]
8 May 2024, 5:13 pm by Cynthia Marcotte Stamer
The author and Solutions Law Press, Inc. reserve the right to qualify or retract any of these statements at any time. [read post]
8 May 2024, 2:26 pm by Kevin LaCroix
  In early 2020, President Trump signed the Setting Every Community Up for Retirement Enhancement (SECURE) Act (a/k/a SECURE Act 1.0) into law. [read post]
Indeed, this type of technology could solve one of the problems that has plagued robotic process automation: The need to reprogram the robot every time changes are made to an interface with which it interacts. [read post]
8 May 2024, 6:00 am by Public Employment Law Press
RosadoIndex No. 152743/21 Appeal No. 1230 Case No. 2022-02719[*1]IntegrateNYC, Inc., et al., Plaintiffs-Appellants,vThe State of New York et al., Defendants-Respondents, Parents Defending Education, Intervenor Defendant-Respondent. [read post]