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12 Feb 2019, 6:05 am by John Jascob
Peirce reaffirmed remarks by Bill Hinman in a June 2018 speech, “Digital Asset Transactions: When Howey Met Gary (Plastic). [read post]
14 Dec 2021, 3:15 am by John Jenkins
In advance of tomorrow’s open meeting at which the SEC is likely to propose rule amendments addressing, among other things, 10b5-1 plans and issuer buybacks, commissioners Peirce & Roisman issued a joint statement criticizing Chair Gensler’s rulemaking agenda. [read post]
4 Nov 2021, 3:00 am by John Jenkins
Commissioners Peirce and Roisman issued this statement on SLB 14, which, to say the least, they find perplexing: The rationale for today’s action is a bit of a mystery. [read post]
21 Aug 2023, 3:39 am by Unknown
Commissioners Peirce and Uyeda dissented, stating that the Commission "once again uses an enforcement action as a substitute for notice and comment rulemaking. [read post]