Search for: "R. A. Stanley"
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16 Sep 2011, 9:02 am
The WSJ is reporting that John Mack will resign as Chairman of Morgan Stanley at the end of the year. [read post]
17 Jun 2013, 10:14 am
Eva sent me a hand colored flat Stanley and my assignment—write an illustrated short story about Stanley’s visit to Washington. [read post]
17 Jul 2011, 1:54 pm
In an email he has kindly allowed me to quote, my banking expert colleague Stanley Langbein explains the FDIC issue as follows:The FDIC is largely funded through premiums charged to the banks, and has backup authority to reach, essentially, the entire capital base of the depository institution industry. [read post]
3 Jun 2017, 11:55 am
FINRA bars former Morgan Stanley broker over $190M Venezuela bond trades"A former Morgan Stanley broker who had been one of the largest producers in the firm’s New York branch has been banned from the industry under a settlement with FINRA.John Batista Bocchino secretly made 300 Venezuelan currency bond trades worth $190 million after the firm forbade such transactions out of concerns about money laundering, according to FINRA.The regulator announced settlements this… [read post]
8 Nov 2020, 3:58 am
As reported in the South China Morning Post (SCMP), Stanley Black & Decker has closed its Shenzhen factory, “[laying] off all of its 1,000 workers after 25 years of operations. [read post]
16 Sep 2011, 9:02 am
The WSJ is reporting that John Mack will resign as Chairman of Morgan Stanley at the end of the year. [read post]
18 Jun 2009, 5:43 am
Stanley Bing vs. [read post]
12 Sep 2022, 2:11 pm
University of Maryland alumnus Stanley R. [read post]
7 Oct 2011, 8:14 am
Liquidity concerns are swirling around Morgan Stanley. [read post]
9 Jul 2020, 12:59 pm
FINRA sanctions Morgan Stanley for allegedly inaccurate securities trading data. [read post]
22 Dec 2015, 8:55 am
At the time of the sale to SG Americas, Huang prearranged their repurchase by an unregistered fund she managed and advised at Morgan Stanley. [read post]
13 Jul 2018, 6:48 am
Morgan Stanley previously repaid the four advisory clients in full plus interest. [read post]
22 Jun 2012, 12:36 pm
Those structured products include Morgan Stanley Basket Opportunity Exchangeables (Morgan Stanley BOXES), Morgan Stanley Broad Index Guarded Equity Linked Securities (Morgan Stanley BRIDGES), Morgan Stanley Commodity Index Preferred Securities (Morgan Stanley COMPS), Morgan Stanley Equity-Linked Securities with Lock-in Protection (Morgan Stanley ELIPS), Morgan Stanley High Income Trigger Securities (Morgan… [read post]
11 Aug 2009, 9:48 am
A lot of banks and insurers "cannot buy anything but AAA," said a principal at R&R Consulting. [read post]
4 Aug 2020, 1:21 pm
Financial Advisor Stanley Secor, Cetera Advisor Networks, Salt Lake City, NV FINRA Reportedly bars Stanley Secor after Failure to Provide Information in its Investigation According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred financial advisor Stanley Secor (CRD#: 1982414) from associating with any FINRA member at any time after he allegedly failed to provide information in FINRA’s investigation. [read post]
20 Feb 2018, 4:01 am
They are the “conscience of the community” and the “bulwark against oppressive laws or their enforcement” (R v Sherratt [1991] 1 SCR 509). [read post]
4 Oct 2011, 8:10 am
The price of a credit default swap on Morgan Stanley represents the price demanded to insure its debt against default. [read post]
26 Sep 2017, 6:32 am
Morgan Stanley consented to the findings but did not admit or deny the charges. [read post]
14 Aug 2020, 10:21 am
FINRA sanctions Morgan Stanley after broker allegedly churns customer accounts. [read post]
21 Mar 2007, 10:29 am
Morgan Stanley & Co., Inc. v. [read post]
