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8 Apr 2008, 12:05 pm
Of the $13 million penalty amount, the following broker-dealers paid $1.5 million each: Bear, Stearns & Co.; Citigroup Global Markets; Lehman Brothers; Merrill Lynch, Pierce, Fenner & Smith; Morgan Stanly & Co.; and RBC Dain Rauscher. [read post]
10 Jan 2008, 3:52 pm
., Thomas Weisel Partners, LLC, UBS, Bear, Stearns, BMO Capital, Cowen, Deutsche Bank, and RBC Capital Markets Corp.). [read post]
18 Oct 2007, 2:05 pm
In addition, UBS, Bear Stearns, Credit Suisse, McDonald, RBC Dain Rauscher, Banc of America Securities, Goldman Sachs, J.P. [read post]
16 Oct 2007, 11:24 am
  In addition, UBS, Bear Stearns, Credit Suisse, McDonald, RBC Dain Rauscher, Banc of America Securities, Goldman Sachs, J.P. [read post]