Search for: "Retail Trust III"
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18 Aug 2010, 2:59 am
"It's the precision that the retailer will like. [read post]
25 Jan 2022, 2:30 am
II (FSKR) was launched at the end of 2019 as the product of a merger of four non-traded BDCs –FS Investment Corporation II (FSIC II), FS Investment Corporation III (FSIC III), FS Investment Corporation IV (FSIC IV) and Corporate Capital Trust II (CCT II). [read post]
12 Mar 2009, 2:46 pm
Alternatively, a HC could consider a public offering or an exempt offering, such as a Rule 144A offering or a private placement on a retail or institutional basis to raise the requisite funding. [read post]
1 Dec 2017, 7:50 am
Marion recounted how she developed a relationship of mutual trust in supplying Mat Lindsay, chef of Ester (one of Australia’s top restaurants). [read post]
16 Feb 2012, 8:25 am
Since the issuer will not yet have prepared a preliminary prospectus the CSA have not extended this exemption to permit solicitation of retail investors and have specifically asked for feedback on whether the exemption as proposed would be useful to IPO issuers. [read post]
25 Feb 2020, 8:29 am
Investment Sales Practice Violations FINRA has indicated that it will focus its efforts to combat sales practice violations in six key areas: (i) complex investment products, (ii) variable annuities, (iii) private placements, (iv) fixed-income investment products, (v) representatives who are in a position of trust or authority, and (vi) senior investors. [read post]
23 Oct 2020, 1:44 am
Increasing beneficial ownership transparency for Trusts: This will clarify the Government’s ability to enforce and make changes to extra-territorial trust registration powers. [read post]
25 Jun 2019, 9:05 pm
Australia was the last country of these five to make retail equity crowdfunding legal. [read post]
10 Oct 2018, 2:54 am
In order to be marketed to UK retail investors, EEA UCITS that have not entered the temporary permissions regime will need to recognised under section 272 of the Financial Services and Markets Act 2000. [read post]
8 Nov 2021, 4:00 am
III. [read post]
25 Jul 2019, 9:42 am
This includes those in the prepaid payments products industry, including program managers, processors and retailers. [read post]
8 May 2024, 7:20 pm
Woods, the broker, purportedly orchestrated the scheme through Horizon Private Equity III fund, established in 2008 at an Oppenheimer branch in Atlanta. [read post]
24 Sep 2014, 10:21 am
CSTI's principal argument was that the EIR should have been prepared as a program EIR, not a project-level EIR, because there is insufficient detail about various aspects of the Project, including remediation of hazardous materials, building and street layout, historical resources and tidal trust resources, for “project-level” review. [read post]
10 Jun 2013, 1:30 am
A REIT is a "real estate investment trust", a special-status entity created by Congress in sections 856 -859 of the Internal Revenue Code to provide a way for ordinary retail investors to share in a big investment in real estate that would be impossible for them to do individually. [read post]
19 Nov 2019, 3:43 pm
III, A) (…) We look to the: (1) type of mark, (2) similarity of mark, (3) similarity of the products the marks represent, (4) similarity of the parties’ retail outlets and customers, (5) similarity of advertising media used, (6) defendant’s intent and (7) actual confusion. [read post]
1 Nov 2023, 2:40 pm
Requirements will differ depending on whether the intermediaries deal with retail as opposed to wholesale counterparties. [read post]
16 May 2016, 1:00 pm
Where do trusts fit in? [read post]
27 Aug 2013, 6:02 am
(It is also worth pointing out that social media is not just for retail banks and consumer-focused FS firms. [read post]
19 Jul 2017, 7:57 am
American Realty Capital New York City REIT Inc. is a non-traded real estate investment trust that owns six real estate properties, including office and retail properties, located in New York City. [read post]
25 Nov 2019, 5:51 pm
However, GPB Capital told investors in 2018 that virtually none of the firm’s financial reports could be trusted and that in fact the offering had no accurate financial information. [read post]
