Search for: "Rick A. Fleming"
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29 Sep 2015, 5:00 am
Fleming, SEC Investor Advocate Tamar Frankel, Professor of Law, Boston University School of Law Thomas P. [read post]
28 Mar 2015, 7:05 am
Jascob, J.D.NASAA has announced that SEC Investor Advocate Rick Fleming will keynote NASAA’s 30th Annual Public Policy Conference next month in Washington, D.C. [read post]
17 Mar 2015, 9:33 am
A speech from the SEC’s Investor Advocate, Rick A. [read post]
11 Mar 2015, 4:00 am
” Usability Study: Investors Frustrated With Disclosure Add this blog by Davis Polk’s Ning Chiu to the one I recently posted on our “Proxy Season Blog”… The SEC’s Investor Advocate Wants Layered Disclosure & Structured Data The SEC’s relatively new Investor Advocate – Rick Fleming – delivered his first speech, describing his office’s role and providing a view about how companies can make their disclosure more… [read post]
6 Feb 2015, 1:46 pm
Aguilar and Investor Advocate, Rick A. [read post]
6 Feb 2015, 1:46 pm
Aguilar and Investor Advocate, Rick A. [read post]
23 Dec 2014, 7:19 pm
On February 24, 2014, SEC Chair Mary Jo White appointed Rick A. [read post]
8 Sep 2014, 10:09 am
McNeil will report to Rick Fleming, the first head of the SEC’s Office of the Investor Advocate. [read post]
18 Feb 2014, 10:57 am
Though investors might have assumed that the entire Securities and Exchange Commission was their advocate to begin with, on February 12th the agency announced that it had hired Rick Fleming to be its very first Investor Advocate in the recently created Office of the Investor Advocate (“OIA”). [read post]
13 Feb 2014, 2:51 pm
The National American Securities Administrators Association also has issued a press release because of Fleming's previous role with that entity. [read post]
13 Feb 2014, 3:51 am
Rick Fleming is moving over from NASAA (the state securities regulators association) where he serves as Deputy General Counsel. [read post]
11 Jun 2012, 7:22 am
Environmental Protection Agency Region IV Administrator Gwendolyn Keyes Fleming. [read post]
19 Mar 2012, 5:26 pm
Fleming at rf@nasaa.org on or before Monday, May 21, 2012. [read post]
19 Sep 2011, 7:54 pm
Texas Tribune by Jay Root Tea Party leaders confronted Rick Perry in his own back yard Monday, calling on him to use his power as Texas governor to crack down on illegal immigration. [read post]
28 Jul 2011, 7:17 am
In reverse chronological order… 10:04 P.M. [read post]
24 Aug 2010, 4:12 pm
Fleming John DeGroote Kent B. [read post]
1 Nov 2009, 4:30 pm
Fitzgarrald, Director of Marketing, Greenberg Glusker Andrew Fleming, Senior Partner, Business Law Group, Ogilvy Renault LLP Kathleen A. [read post]
17 Jul 2009, 9:08 am
COLLEGE BIG BUSTED, PHILIP MESSING, KIRSTEN FLEMING and ANDY GELLER ... [read post]
11 Mar 2009, 12:06 pm
Fleming General Counsel Office of the Securities Commissioner 618 S. [read post]
14 Jul 2008, 5:12 pm
I recently added a new patent blog to my reading list: the Patent Appeal Tracer, by Cleveland lawyer Kyle Fleming. [read post]
