Search for: "UBS AG"
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10 Jul 2009, 8:14 am
This time around, he's representing UBS. [read post]
22 Feb 2019, 8:14 am
The court found UBS AG and UBS (France) SA guilty of illicit solicitation and laundering of the proceeds of tax fraud. [read post]
22 Feb 2019, 8:14 am
The court found UBS AG and UBS (France) SA guilty of illicit solicitation and laundering of the proceeds of tax fraud. [read post]
7 Oct 2010, 4:42 am
"Former UBS AG client Federico Hernandez, who pleaded guilty to hiding Swiss accounts once valued at $8.8 million from U.S. tax authorities, was sentenced to a year in prison followed by six months of home confinement. [read post]
10 Jul 2024, 8:41 am
August 14, 2023: UBS AG and its affiliates agreed to pay $1.435 billion in penalties to settle a civil action filed in November 2018, addressing allegations of fraud related to the underwriting and issuance of residential mortgage-backed securities (RMBS) in 2006 and 2007. [read post]
26 Feb 2015, 7:10 am
Birkenfeld will travel to Paris to comply with a French subpoena requiring him to testify against UBS AG. [read post]
21 Nov 2011, 6:00 am
Renzo Gadola worked for Swiss bank UBS AG from 1995 to 2008 and was arrested on November 8, 2010 on charges of conspiracy to defraud the United States after he helped wealth American's avoid paying U.S. taxes on assets held... [read post]
18 Nov 2008, 2:18 pm
Last week I wrote about the cross-border woes of Swiss banking conglomerate, UBS AG - U.S. [read post]
17 Mar 2011, 3:51 pm
Rumors persist that Wells Fargo & Co. is in discussions with UBS AG about acquiring its retail-wealth-management operations in the U.S., according to Andrew Osterland [read post]
19 Feb 2009, 3:49 pm
UBS AG, has agreed to pay $780 million in order to avoid prosecution for conspiring to commit tax fraud in violation of 18 USC 371. [read post]
30 Jul 2012, 8:01 am
On July 25, Deutsche Zentral-Genossenschaftsbank AG (“DZ Bank”) filed a summons with notice against several UBS entities in the Supreme Court of the State of New York. [read post]
20 Jan 2009, 3:25 am
UBS AG, et al., No. 08-CV-6038 (D. [read post]
10 Sep 2009, 7:16 am
By CARRICK MOLLENKAMP and SERENA NG A Connecticut judge ordered UBS AG to set aside $35.5 million to cover a potential judgment against it in a case involving complex debt securities that the firm's employees called "crap" and "vomit," according the judge's Tuesday decision. [read post]
22 Sep 2010, 10:37 pm
Forbes, How A $200,000 UBS Account Grew Into A $21 Million Penalty, by Janet Novack: Another former holder of a secret UBS AG account got off with probation Tuesday, when federal sentencing guidelines suggested a sentence of six months to a year. [read post]
3 Nov 2015, 7:21 am
On October 13, 2015, the Securities and Exchange Commission (“SEC”), in its first case against an issuer of retail structured notes, filed an Order Instituting Cease and Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings and Imposing Remedial Sanctions and a Cease and Desist Order (the “Order”) against UBS AG (“UBS”). [read post]
24 Aug 2011, 11:52 am
UBS AG said it will lay off more than 5% of its employees, according to Neil Maclucas’s Wall Street Journal article entitled “UBS to Cut 3,500 Jobs. [read post]
5 Aug 2009, 9:18 am
Michael Weisberg, the head of products and services for UBS AG's U.S. and Canadian wealth management businesses, has taken an indefinite leave of absence, according to an article in todays electronic version of Investment News.According to the site, Weisberg's departure was announced internally this week, as rumors swirled that the firm's U.S. brokerage business was likely to be reorganized. [read post]
3 Nov 2014, 2:30 pm
charges that he conspired with wealthy Americans to hide $20 billion in secret accounts from the Internal Revenue Service.Jurors deliberated just over an hour before returning the not guilty verdict for Raoul Weil, formerly the No. 3 executive at UBS AG. [read post]
8 Jul 2009, 10:00 pm
UBS AG, 1:09-cv-20423, that UBS has not fully complied with the summons. [read post]
18 Jan 2019, 12:53 pm
Trevor Murray, an ex-UBS AG analyst, is asking a New York federal judge to award him $3.2 in attorneys’ fees from a lawsuit he filed against his former employer. [read post]
