Search for: "Alabama Securities Commission"
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11 Apr 2023, 6:24 am
Texas also extends its appreciation to Director Joe Borg, Alabama Securities Commission, for his relentless, quality efforts in effectuating the states’ most recent result for our investors. [read post]
31 Mar 2023, 11:25 am
The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its parent company to meet or exceed analyst expectations…Read the Full Press Release Have a securities law question? [read post]
31 Mar 2023, 5:47 am
Reflecting on his visit to Lowndes County, Alabama, former U.N. [read post]
23 Feb 2023, 3:30 am
Eight states (Alabama, Colorado, Delaware, Kansas, Kentucky, Missouri, Pennsylvania, and West Virginia) use the direct collection method of local income tax administration. [read post]
13 Feb 2023, 6:00 am
Noteworthy, too, was the appearance of Alabama’s code of ethics, spurred by the pathbreaking work of Thomas Goode Jones. [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
29 Dec 2022, 9:05 pm
An Alabama law that bans gender-affirming care for individuals under 19 years old took effect on May 8, 2022. [read post]
1 Dec 2022, 1:58 pm
********************** On November 16, 2022, Dell Technologies Inc. reached a $1 billion settlement with shareholders, according to a recently filed 8-K filed with the U.S Securities and Exchange Commission. [read post]
30 Nov 2022, 6:30 am
Additionally, the costs of security would increase substantially—officers would need training in the use of weapons and in exercising judgment on when to use them; insurance costs for the university would increase because of the potential liability from injuries resulting from accidents or misuse of the firearms. [read post]
10 Nov 2022, 5:12 am
[Editor’s Note: For a deeper dive into Rangappa’s thoughts on the FBI’s reaction to January 6th and the culture inside the Bureau, listen to her in conversation with former FBI Acting Director Andrew McCabe on the Just Security Podcast] Much attention has been paid to the troubling institutional culture among agents at the U.S. [read post]
7 Oct 2022, 4:00 am
From the States and Municipalities Alabama – Supreme Court Debates Alabama’s Refusal of Second Black Voting District MSN – Robert Barnes (Washington Post) | Published: 10/4/2022 The U.S. [read post]
30 Sep 2022, 4:37 pm
He rises, puts on his glasses, and reads the commission out loud. [read post]
30 Sep 2022, 4:00 am
Another case from Alabama involves a challenge to the state’s congressional map and whether Black voters’ power was illegally diluted. [read post]
2 Sep 2022, 4:00 am
From the States and Municipalities Alabama – Alabama Ethics Commission Won’t Reconsider Decision on Exculpatory Information MSN – Brian Lyman (Montgomery Advertiser) | Published: 8/25/2022 The Alabama Ethics Commission will not reconsider a decision that it does not have to disclose potentially exculpatory information to targets of investigations. [read post]
29 Aug 2022, 9:05 pm
On the merger front, for example, the DOJ has challenged Penguin Random House’s proposed acquisition of Simon & Schuster on the ground that the deal would supposedly reduce competition for publishing rights and suppress compensation paid to authors.17 The FTC has also had several recent high profile investigations and settlements of labor organizations, including the Board of Dental Examiners of Alabama and the Louisiana Real Estate Appraisers Board. [read post]
26 Aug 2022, 10:56 am
The Responsible Financial Innovation Act, offered in June by Senators Cynthia Lummis (Republican from Wyoming) and Kirsten Gillibrand (Democrat from New York), would, in Lummis’ words, classify a “majority” of cryptocurrencies as securities subject to regulation by the Securities and Exchange Commission (SEC). [read post]
25 Aug 2022, 9:03 pm
In 2019, the Trump Administration removed these provisions, citing concerns with the cost of the program and the security risks created by the disclosure requirements. [read post]
24 Aug 2022, 5:01 am
The Securities and Exchange Commission (SEC) conducts regular examinations of broker-dealers and investment firms and has made “identification and assessment of cybersecurity risks” one focus of those exams since at least its 2014 Risk Alert. [read post]
12 Aug 2022, 4:00 am
Eminetra.com – Michael Wines (New York Times) | Published: 8/8/2022 Judges in Alabama, Georgia, Louisiana, and Ohio have found Republican legislators illegally drew those states’ congressional maps along racial or partisan lines, or that a trial very likely would conclude they did. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
