Search for: "Asset Backed Securities Corporation" Results 61 - 80 of 2,449
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18 Jul 2022, 7:56 am
Deferring income or benefits - Corporate officers or those who work in executive positions may have opportunities for delaying the receipt of income until a future date. [read post]
25 Jan 2024, 8:04 am by Unknown
For example, one question asks if firms overstate the safety of crypto assets by implying that these assets are “‘secured’ by a trading platform, or ‘backed’ by a clearing firm. [read post]
30 Dec 2014, 12:03 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.In an action by a group of pension funds against the Bank of New York Mellon over the poor performance of residential mortgage-backed securities (RMBS) following the 2008 financial crisis, the Second Circuit held that the pension funds lacked standing to assert claims related to RMBS trusts in which they did not invest, because different concerns were implicated for the two sets of trusts. [read post]
18 Nov 2022, 6:51 am by Unknown
But he agrees with SEC Chair Gary Gensler that most of the nearly 10,000 digital asset tokens in the market are likely offered as securities, and he is concerned that intermediaries that sell, trade or advise on digital assets that are securities may be operating as unregistered market participants. [read post]
4 Aug 2009, 3:00 pm
" The settlements typically require the defendant firms to by back auction rate securities from individual investors, nonprofits and small companies with less than $10 million in assets at the firm. [read post]
9 Jul 2020, 10:23 am by John Jascob
In Roisman’s view, corporate governance issues rarely have a direct relationship to environmental or social issues.The securities laws already require disclosure of material information to investors. [read post]
14 Jan 2014, 6:00 am by Mark Astarita
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
19 Nov 2011, 5:19 pm
FINRA says that Chase Investment Services Corporation will pay back investors for losses sustained from the unsuitable recommendation made that they buy floating rate loan funds and unit investment trusts. [read post]
5 Apr 2011, 7:42 am by admin
At the same meeting, the SEC also proposed, in conjunction with five other federal regulators, new rules requiring the sponsors of asset-backed securities to retain an economic interest in the credit risk of assets securitized through their ABS issuances. [read post]
31 Jul 2017, 2:28 pm by IncNow
The technology thus provides the redundancy and security needed to allow companies to do away with paper back-up documents that are no longer needed. [read post]
26 Feb 2010, 3:46 pm by Adam Levitin
  (She's also written a great paper on mortgage-backed securities workouts, which have some of the same collective action problems as sovereign debt workouts....) [read post]
Under the proposals, the business of holding significant values of digital assets, or assets backing digital assets, will become a regulated activity and subject to minimum standards. [read post]
Although the concept of securities lending dates back more than a century, the practice became widespread in the 1970s when custodial banks initiated formal programs to broker loans involving their custodial clients. [read post]
14 Nov 2020, 6:05 pm by admin
Running your business as a corporation or LLC offers you some security. [read post]
17 Apr 2023, 5:57 am by Keian Razipour
Additionally, the Court ruled that the Executive Order was not necessary to protect the United States’ essential security interests, noting that the justifications set out in the Executive Order itself were primarily financial rather than security considerations. [read post]