Search for: "CHRISTOPHER COX"
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5 May 2007, 5:43 am
Securities and Exchange Commission Chairman Christopher Cox today announced the SEC will partner with the Elder Law Journal of the University of Illinois College of Law and the Federal Reserve Bank of Chicago to present the Senior Investor Protection Symposium... [read post]
29 Jan 2007, 7:31 am
Christopher Cox, Chairman of the SEC, spoke last week on 'Re-Thinking Regulation in an Era of Global Securities Markets. [read post]
14 May 2009, 6:52 am
Slate's Christopher Cox asks what's the matter with Utah? [read post]
17 Jan 2006, 11:33 am
Read Cox's Tuesday [read post]
26 Jul 2006, 1:37 pm
[JURIST] US Securities and Exchange Commission Chairman Christopher Cox [official profile] suggested that Congress may need to permit increased SEC oversight over hedge funds [prepared statement] to protect retail investors and prevent fraud, during a hearing [committee materials] held by the Senate Banking Committee Tuesday. [read post]
17 Dec 2008, 12:51 am
Christopher Cox, the chairman of the Securities and Exchange Commission, said Tuesday evening that he found it “deeply troubling” that the S.E.C. [read post]
12 Dec 2007, 7:30 am
Cox's comments came during testimony [PDF text; [read post]
23 Aug 2007, 7:43 am
Securities and Exchange Commission (SEC) Chairman Christopher Cox recently delivered an SEC staff "white paper" to Congress that calls for significant improvements in disclosure and accounting in the municipal securities market to better protect investors. [read post]
30 Sep 2008, 5:00 pm
In a relatively frank statement, the Chairman of the SEC, Christopher Cox, confessed that deregulation was at least in part responsible for the current financial crisis. [read post]
12 Feb 2007, 9:59 pm
At the Practicing Law Institute's annual "SEC Speaks" event on Feb. 9, SEC Chairman Christopher Cox said XBRL, the Internet programming language newly adopted by the agency, is helping his staff root out fraud by tagging financial data so computers can track it and sift through it quickly. [read post]
31 Jul 2007, 11:15 am
"This is one area where I might express interest legislatively" if the commission cannot come to a decision," Dodd said at a July 31 committee hearing at which SEC Chairman Christopher Cox testified on the state of the securities markets. [read post]
31 May 2009, 6:52 pm
The Washington Post reports today that, under Chairman Christopher Cox, an ex-Congressman, the Securities and Exchange Commission collected a whopping $256 million in fines during 2008. [read post]
19 Dec 2008, 11:41 pm
Daily News, Securities and Exchange Commission (SEC) Chairman Christopher Cox said his agency neglected to pursue allegations of wrongdoing by Bernard L. [read post]
13 Dec 2007, 3:03 pm
While I have a lot of admiration for SEC Commissioner Annette Nazareth, and certainly respect her views on proxy access, I thought it rather unfair of other Harvard Law blogsters to give so much attention to her statement about the SEC’s supposed “no access” decision at its November 28 meeting–while paying little or no attention to the thoughtful statement of SEC Chairman Christopher Cox on the subject. [read post]
30 Sep 2013, 1:02 pm
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Biglaw, Christopher Murray, Cox Enterprises Inc., Gary Lutzker, J. [read post]
18 Dec 2008, 4:30 pm
Securities and Exchange Commission Chairman Christopher Cox in 2006, when Bernard Madoff's Ponzi scheme still had a couple years to run, despite warnings to the SEC. [read post]
9 Mar 2007, 5:16 am
Testimony of SEC Chairman Christopher Cox Concerning The Impact of the Sarbanes-Oxley Act, before the US House Committee on Financial Services, Sept. 19, 2006. [read post]
23 May 2022, 5:00 am
Christopher V. [read post]
27 Sep 2007, 5:06 am
At a hearing before the Senate Banking Committee, the chairman, Christopher Cox, said the commission was examining whether the credit [...] [read post]
19 Oct 2008, 8:42 am
I see that my law school acquaintance, now head of the federal Securities and Exchange Commission, Christopher Cox, is in The New York Times today, arguing that Congress should give his agency authority over the dangerous financial derivatives market, which... [read post]
