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22 Jan 2024, 8:08 am
According to his FINRA BrokerCheck profile, Hales was affiliated with the following firms: B, 09/26/2018 – 03/07/2022, VIRTU AMERICAS LLC (CRD#:149823), Austin, TX B, 05/11/2016 – 04/09/2020, VIRTU FINANCIAL BD LLC (CRD#:148390), AUSTIN, TX B, 05/11/2016 – 12/24/2018, VIRTU FINANCIAL CAPITAL MARKETS LLC (CRD#:45986), NEW YORK, NY If you have suffered losses investing with Lucas Hales, the securities… [read post]
22 Jan 2024, 3:32 am
A practice pointer: We often encounter LLC operating agreements that authorize the majority to make capital calls, then provide that when a member fails to meet a capital call, the ownership interests will be reshuffled in proportion to the members’ capital accounts. [read post]
19 Jan 2024, 7:37 am
(CRD#:18456), Wauwatosa, WI, B, 06/12/2014 – 12/23/2019, QUEST CAPITAL STRATEGIES, INC. [read post]
18 Jan 2024, 1:30 pm
This is because most brokerage firms have mandatory arbitration clauses in their account agreements that require investors to file their disputes through FINRA. [read post]
18 Jan 2024, 8:35 am
The venerable IP notice-and-takedown scheme is being replaced by the SAD Scheme, where rightsowners quietly obtain ex parte TROs that target online marketplace accounts. [read post]
16 Jan 2024, 1:19 pm
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
9 Jan 2024, 10:10 am
Joint Venture Organizational Chart (Real Estate Transaction) Use this chart for understanding a common real estate joint venture structure where a capital member (usually providing the majority of the equity) and an operating member (typically offering their expertise) form a new limited liability company (LLC). [read post]
5 Jan 2024, 1:41 pm
John Goodwin LPL Financial LLC MML Investors Servies, LLC Jane Terry Raymond James Financial Services, Inc. [read post]
5 Jan 2024, 10:01 am
Worden Capital Management LLC Michael Fasciglione Aegis Capital Corp. [read post]
5 Jan 2024, 7:03 am
The SEC has filed a complaint against property developer Rishi Kapoor, his companies Location Ventures, LLC (LV), URBIN, LLC (URBIN) and multiple subsidiaries in relation to a $93 million fraud. [read post]
2 Jan 2024, 11:26 am
Like other investments, options can be traded through brokerage accounts. [read post]
27 Dec 2023, 6:09 pm
Independent Financial Group LLC Overview The White Law Group reviews the regulatory history of Independent Financial Group LLC. [read post]
27 Dec 2023, 11:21 am
Morgan Securities LLC Chase Investment Services Corp Merrill Richardson Goldman Sachs & Co, LLC William Blair & Company LLC Michael Solomon Maxim Group LLC HFP Capital Markets LLC Steven Thompson Network 1 Financial Securities Inc. [read post]
27 Dec 2023, 8:45 am
Kevin Springstead Craft Capital Management LLC Arive Capital Markets Terry Tzagarakis Arive Capital Markets Worden Capital Management LLC Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
22 Dec 2023, 5:51 am
This fee goes to Yummy-town USA, LLC when you sign a franchise agreement. [read post]
21 Dec 2023, 6:46 am
An LLC can also elect to be taxed as a corporation by filing Form 8832. [read post]
18 Dec 2023, 3:25 am
Since the underlying legal malpractice claim is dismissed, the claim for disgorgement must be dismissed as well (see Cambridge Capital Real Estate Invs., LLC v Archstone Enter. [read post]
13 Dec 2023, 3:42 pm
On Wednesday, House Republicans voted to open an impeachment inquiry into President Joe Biden. [read post]
12 Dec 2023, 11:20 pm
That means even the accountant isn’t doing the accounting at GPB. [read post]
11 Dec 2023, 1:18 pm
That means a Virginia corporation, LLC, or LP is a Reporting Company under the CTA, but a Virginia general partnership is not. [read post]
