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13 Dec 2023, 11:00 pm
Lightstone Value Plus REIT II, Inc. [read post]
12 Dec 2023, 9:05 pm
Further, these thresholds apply on a consolidated basis, meaning that the revenues, assets, and employee totals must be added up across an entire group. [read post]
1 Dec 2023, 10:14 am
Large asset managers, the current targets of this movement, are uniquely poised to slow or even stop it. [read post]
30 Nov 2023, 1:58 pm
The first is his discharge by Green Vista Capital. [read post]
30 Nov 2023, 9:55 am
See also: Kovack Securities Inc. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
13 Nov 2023, 9:05 pm
Assessing Potential Risks The Analytic Framework retains the eight proposed “vulnerabilities that most commonly contribute” to financial stability risks.[24]Relative to the proposal, the Analytic Framework includes additional examples of the types of “quantitative metrics” the Council may consider under certain vulnerabilities: Vulnerability Sample Metrics – Proposal Additional Metrics – Final Leverage… [read post]
10 Nov 2023, 6:22 am
Prospect Capital Corp. v Morgan Lewis & Bockius LLP 2023 NY Slip Op 33797(U)October 25, 2023 Supreme Court, New York County Docket Number: Index No. 653941/2022 Judge: Margaret A. [read post]
9 Nov 2023, 9:01 pm
In addition, the person must become a member of SIPC, adhere to a comprehensive regulatory regime, including the net capital rule[5] and Consolidated Audit Trail reporting, and be subject to examination by the SEC and FINRA. [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and Jennifer Teefey,… [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and Jennifer Teefey,… [read post]
31 Oct 2023, 9:05 pm
”[17] The result was that the Sacklers “drained Purdue’s total assets by 75%, reducing its “solvency cushion by 82%. [read post]
25 Oct 2023, 6:00 am
Brookfield Asset Management Inc., C.A. [read post]
24 Oct 2023, 2:36 pm
Anesthesia Partners, Inc. [read post]
20 Oct 2023, 2:40 pm
This annual event brings together the digital asset community to address investment, legal, and operational issues relevant to private fund managers. [read post]
5 Oct 2023, 7:26 am
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
28 Sep 2023, 12:22 pm
The following are a few of the alternative investments that our firm is investigating: Atlas Growth partners CNL Healthcare Properties Sila Realty Trust Peakstone (Griffin Realty Trust) GPB Capital GWG holdings L Bonds Healthcare Trust Inc. [read post]
