Search for: "Capital Investment Funding LLC"
Results 61 - 80
of 2,362
Sort by Relevance
|
Sort by Date
3 Nov 2023, 10:39 am
This can include investing in start-ups, venture capital opportunities, or other private securities offerings. [read post]
2 Nov 2023, 9:04 am
These include, among others: Large operating companies (20+ full time employees and $5 million in gross receipts/sales); Public companies; Venture capital fund advisors; Pooled investment vehicles; Subsidiaries of certain exempt entities (must be wholly owned subsidiaries); Insurance companies and insurance producers; Certain other highly regulated entities, such as: Banks; Credit unions; Bank holding companies; Securities brokers or dealers; SEC-registered… [read post]
2 Nov 2023, 6:55 am
(CRD# 8174) of Weehawken, NJ, and Ladenburg Capital Management Inc. [read post]
1 Nov 2023, 12:38 pm
Short-Term Trading of Mutual Funds Mutual fund switching or short-term mutual fund trading by a broker can be detrimental to their clients for several reasons: Frequent switching or trading in and out of mutual funds can lead to higher transaction costs, such as sales charges, redemption fees, and capital gains taxes. [read post]
25 Oct 2023, 10:04 pm
Certain investor classes, such as venture capitalist funds, may not want to invest in LLCs and other pass-through entities because their partners have tax-exempt status. [read post]
24 Oct 2023, 9:01 pm
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
20 Oct 2023, 2:40 pm
The event brought together top investment managers and allocators to discuss specific investment ideas and the fund investment environment. [read post]
18 Oct 2023, 7:43 am
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
17 Oct 2023, 2:39 am
Securities Investigation- Carter Multifamily Growth & Income Fund II Are you concerned about your investment in Carter Multifamily Growth & Income Fund II? [read post]
9 Oct 2023, 2:34 pm
”[v] Additionally, by putting cash back into investors’ hands quickly, dividend recaps can make it easier for a private equity firm to raise capital for new funds. [read post]
9 Oct 2023, 4:22 am
Leasing, development, and operation costs for the four locations exceeded $2.2 million (exceeding by $1 million the initial investors’ capital investment of $1.2 million). [read post]
5 Oct 2023, 7:26 am
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
2 Oct 2023, 4:22 am
With the latter, I would venture to say that the larger the company in terms of its capitalization and assets, the more its governance resembles traditional corporate-style management, and the greater the number of its inactive members (especially if there are multiple classes of investing members, some of which have limited or no voting rights more akin to limited partners), the more likely it is to find at least some power of non-unanimous amendment reserved to the controlling… [read post]
28 Sep 2023, 1:25 pm
Perera Subject to a Securities and Exchange Commission Regulatory Action and Temporary Restraining Order In March of 2023, the Securities and Exchange Commission (“SEC”) filed a complaint against Surage Kamal Roshan Perera and his company, Janues Capital Incorporated, alleging that between February 2022 and March 2023, Perera defrauded at least one investor our of millions by, among others, misappropriating funds, and lying about investment… [read post]
28 Sep 2023, 1:25 pm
Perera Subject to a Securities and Exchange Commission Regulatory Action and Temporary Restraining Order In March of 2023, the Securities and Exchange Commission (“SEC”) filed a complaint against Surage Kamal Roshan Perera and his company, Janues Capital Incorporated, alleging that between February 2022 and March 2023, Perera defrauded at least one investor our of millions by, among others, misappropriating funds, and lying about investment… [read post]
28 Sep 2023, 1:25 pm
Perera Subject to a Securities and Exchange Commission Regulatory Action and Temporary Restraining Order In March of 2023, the Securities and Exchange Commission (“SEC”) filed a complaint against Surage Kamal Roshan Perera and his company, Janues Capital Incorporated, alleging that between February 2022 and March 2023, Perera defrauded at least one investor our of millions by, among others, misappropriating funds, and lying about investment… [read post]
26 Sep 2023, 9:01 pm
Several banks assigned portions of the term loan made to Millennium Laboratories LLC (“Millennium”) to institutional investor groups, including mutual funds, hedge funds and other institutions. [read post]
19 Sep 2023, 9:08 am
At Mirabella, Kincaid, Frederick & Mirabella, LLC. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
