Search for: "Capital Transaction Group Inc."
Results 61 - 80
of 944
Sort by Relevance
|
Sort by Date
11 May 2023, 10:02 pm
The company filed a form D to raise capital from investors for the offering Vinebrook Homes Trust Inc., a non-traded REIT. [read post]
11 May 2023, 12:36 pm
HSBC Securities Inc and Scotia Capital have agreed to pay $15 million and $7.5 million, respectively, to settle charges with the SEC. [read post]
10 May 2023, 9:01 pm
Where the deal went forward, that often resulted in less available capital. [read post]
10 May 2023, 4:00 am
Fundamental Law for Journalists Author: Mark Bourrie Publisher: Irwin Law Inc. [read post]
9 May 2023, 9:01 pm
Or does the nominee intend to serve as a faithful representative of an activist stockholder or a special interest group (favoring, for example, immediate voluntary carbon reduction or the elimination of plastic packaging)? [read post]
9 May 2023, 9:51 am
Background Kraft Heinz was formed through a 2015 merger between Kraft Foods Group, Inc. and H.J. [read post]
20 Apr 2023, 12:45 pm
If you are concerned about your investments with RBC Capital, please call the White Law Group. [read post]
20 Apr 2023, 12:28 am
This post covers several developments related to Microsoft's purchase of Activision Blizzard King ("ABK", NASDAQ:ATVI), all but the first of which I've previously commented on via Twitter: Microsoft's renewed motion to dismiss private lawsuit in California focuses on lack of standing and irreparable harm, and agreements that actually expand access to Call of Duty; lawyers--not "gamers"--are the actual plaintiffsCongressional Republicans, think tanks, advocacy… [read post]
17 Apr 2023, 7:03 am
Aegis Broker Surage Roshan Perera Reportedly Arrested for 16 Count Fraud Charges According to a press release from the US Attorneys office on March 27, 2023, federal authorities arrested financial advisor Surage Roshan Perera, the founder and Executive Director of Janues Capital, Inc. in Bellerose, Queens, on securities fraud charges. [read post]
13 Apr 2023, 8:03 am
Riley Wealth Management unsuitably invested its clients in the following high-risk, alternative investments: Healthcare Trust, ARC Trust V, Inc., First Capital Real Estate Trust, Inc., Hospitality Investors Trust, ARC Retail Center of America, Inc., ARC Global Trust, Inc., ARC New York City REIT, KBS Real Estate Investment Trust III, Inc. and American Finance Trust, Inc. [read post]
12 Apr 2023, 5:01 am
Schwartzman, Inc. [read post]
10 Apr 2023, 9:01 pm
For example, Enforcement brought charges regarding control violations against GE (see this PubCo post), HP, Inc. [read post]
10 Apr 2023, 11:49 am
The claim further alleges investment losses in Healthcare Trust Inc and Franklin BSP Lending Corp. [read post]
5 Apr 2023, 2:05 pm
SEC Sanctions Packerland Brokerage Services In 2017, the SEC reportedly settled charges against Packerland Brokerage Services, Inc. and Atlas Capital Management Corp. [read post]
3 Apr 2023, 6:18 am
Lasersight Inc. v. [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
30 Mar 2023, 10:04 am
This action is related to a $75 million fraud conducted with several undisclosed related-party transactions and advisory fees paid to an entity in Malta. [read post]
30 Mar 2023, 6:52 am
Over the past year, FINRA has sanctioned numerous firms for failing to disclose material information about GPB Capital offerings. [read post]
27 Mar 2023, 9:01 pm
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
6 Mar 2023, 9:01 pm
I am honored to speak to this distinguished group of academics, practitioners, and regulators at today’s “Going Public in the 2020s” conference. [read post]
