Search for: "Citigroup Financial Products Inc."
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28 Apr 2012, 8:50 pm
Allstate has also filed RMBS lawsuits against other financial firms, including Merrill Lynch (MER) units, Citigroup Inc. [read post]
31 Mar 2010, 9:37 am
The investment banks were named in papers filed by the lawyers of a former CDR Financial Products Inc. employee. [read post]
7 Nov 2008, 2:42 pm
The largest brokerages -- Merrill Lynch, Citigroup's Smith Barney and Morgan Stanley -- weren't big distributors of Lehman's notes because they mostly sell their own products, said a person with knowledge of the matter. [read post]
12 Sep 2018, 10:06 am
From August 2002 to June 2009, Musso was registered with Citigroup Global Markets Inc. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
11 Mar 2020, 8:47 am
SR Fixed DTD 1/13/12 Morgan Stanley DTD 3/15/12 Morgan Stanley SR Fix/Flt INT DTD 4/30/12 5G Structured Products ING DTD 11/30/12 Goldman Sachs Group Inc CLL DTD 2/11/13 Societe Generale DTD 3/28/13 Citibank N A DTD 5/30/13 Societe Generale DTD 6/28/13 East West BK Pasadena Calif DTD 10/4/13 Centaurus Financial, Inc. [read post]
2 Oct 2011, 7:23 am
The article cited a settlement between the SEC and two former executives from Citigroup, Inc. [read post]
31 Mar 2020, 6:40 am
VelocityShares 3x Inverse Crude Oil ETN is an exchange-traded note issued by Citigroup Global Markets Holdings Inc. and guaranteed by Citigroup Inc. [read post]
28 Jan 2013, 6:15 am
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
15 Mar 2012, 10:20 am
The article tells us that Citigroup, Inc. is paying $158 million to settle accusations that it took advantage of a federal mortgage insurance program. [read post]
25 Jan 2012, 11:04 am
The workers inRochesterplus Kodak’s remaining 12,000 employees are understandably concerned about their financial futures. [read post]
31 May 2007, 9:45 am
Prudential Financial Inc. continues to own 38% of Wachovia. [read post]
7 Apr 2021, 6:38 am
From 2001 through 2006, Porter was registered with Citigroup Global Markets, Inc. [read post]
26 Jan 2009, 12:47 am
Barclays PLC and Citigroup Inc. acted as financial advisers. [read post]
20 May 2015, 2:54 pm
One was called the International Bank Corporation and is today’s Citibank, (part of Citigroup, the biggest financial conglomerate in the world.)The second one was the Banco Nacional de Panama. [read post]
16 Dec 2008, 2:00 pm
In the case known as In Re Citigroup, Inc. [read post]
29 Mar 2012, 5:20 pm
In a letter to the court, the SEC cited the Second Circuit Appeals Court’s decision earlier this month to stay a district court judge’s ruling turning down the Commission’s proposed $285M settlement with Citigroup Global Markets Inc. [read post]
15 May 2012, 10:00 pm
In connection with FINRA’s efforts, UBS Financial Services, Morgan Stanley, Wells Fargo and Citigroup Global Markets Inc. have agreed to pay $7.3 million in fines and $1.8 million in restitution, totaling $9.1 million. [read post]
25 Oct 2018, 6:43 am
From March 1993 to June 2009, Garapedian was registered with Citigroup Global Markets Inc. [read post]